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List All Filings | or | ||
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Most-Recent Filing: | ‘1/A’ — Amendment to Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||
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4/26/24 | 1 | Trading: | Applications for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1 | 79 | ||||||
4/10/24 | 25-NSE | Trading: | Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25 | 1,269 | ||||||
5/14/19 | OLD | 19B-4E | Trading: | Info from Self-Regulatory Organizations (SROs) Listing and Trading New Derivative Securities Products — Form 19b-4(e) OLD | 796 | |||||
10/31/07 | OLD | NO ACT | SEC: | SEC No-Action Letters re: Shareholder Proposals OLD | 3 | |||||
7/18/06 | OLD | 19B-4 | Trading: | Proposed Rule Changes by Self-Regulatory Organizations (SROs) — Form 19b-4 OLD | 2 | |||||
Additional Exhibits: | ||||||||||
4/10/24 | EX-99 | Miscellaneous Exhibits, such as Press Releases | 1,269 |
Year | # of Filings | |
---|---|---|
2024 | 37 | |
2023 | 107 | |
2022 | 52 | |
2021 | 46 | |
2020 | 56 | |
2019 | 123 | |
2018 | 372 | |
2017 | 114 | |
2016 | 64 | |
2015 | 40 | |
2014 | 33 | |
2013 | 67 | |
2012 | 53 | |
2011 | 76 | |
2010 | 117 | |
2009 | 135 | |
2008 | 304 | |
2007 | 324 | |
2006 | 179 | |
2005 | 34 | |
2004 | 7 | |
2003 | 4 | |
2002 | 1 |