LPL Holdings, Inc. 

CA

  SEC # 1139097

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10  SEC Filings   from  2/9/17  to  11/13/23  (5 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘424B5’ — Prospectus – Primary Offering or Shelf Securities – New Facts or Events — Filed as:  Filer / Offerer — Filed by:  LPL Financial Holdings Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  LPL Holdings, Inc.

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Forms , Documents & Exhibits  in  9 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/13/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	2
11/8/23			FWP		Registration:		Prospectus – Free Writing	1
11/2/23			305B2		Registration:		Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1	1
11/2/23			EFFECT		SEC:		SEC Notice of Effectiveness	1
10/27/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	3
2/9/17	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
					General Exhibits:
10/27/23			EX-FILING FEES		Filing Fees			3
10/27/23			EX-5		Opinions of Counsel re: Legality			4
10/27/23			EX-22		Published Reports re: Matters Submitted to Votes of Security Holders			2
10/17/23			EX-23		Consents of Experts and Counsel			3
10/17/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			3
9/22/23			EX-3		Articles of Incorporation/Organization and Bylaws			14
					Additional Exhibits:
11/2/23			EX-99		Miscellaneous Exhibits, such as Press Releases			5
					Financials:
2/9/17	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
11/13/23			GRAPHIC		Photos, Images and Graphs			11

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/8/23			FWP		Registration:		Prospectus – Free Writing	1
					Letters:
10/6/23			LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			1
10/6/23			TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]			1

        

Filings History

Year		# of Filings
2023		9
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2017		1