SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
MN |
Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
---|---|---|---|
Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
3/6/14 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
12/5/13 | OLD | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F OLD | 1 | |||||||
8/29/11 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 9 | |||||||
7/7/11 | OLD | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 OLD | 12 | |||||||
6/3/11 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 17 | |||||||
4/27/11 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 14 | |||||||
4/20/11 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 9 | |||||||
3/11/11 | OLD | 497 | Registration: | Definitive Materials OLD | 150 | |||||||
2/7/11 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 8 | |||||||
12/27/10 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 3 | |||||||
12/27/10 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 4 | |||||||
12/10/10 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 3 | |||||||
9/29/10 | OLD | 497J | Registration: | Certifications of No Change in Definitive Materials OLD | 14 | |||||||
9/27/10 | OLD | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 16 | |||||||
8/4/10 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 9 | |||||||
7/29/10 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 10 | |||||||
4/20/10 | OLD | DEF 14C | Proxy: | Definitive Proxy Info Statements — Schedule 14C OLD | 10 | |||||||
3/31/10 | OLD | PRE 14C | Proxy: | Preliminary Proxy Info Statements — Schedule 14C OLD | 10 | |||||||
2/1/10 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 8 | |||||||
9/30/08 | OLD | 40-17F2 | Update: | Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD | 32 | |||||||
5/27/08 | OLD | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 9 | |||||||
10/19/06 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 7 | |||||||
7/20/06 | OLD | DEFR14C | Proxy: | Definitive Revised Proxy Info Statement — Schedule 14C OLD | 1 | |||||||
12/5/05 | OLD | N-14 | Registration: | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 4 | |||||||
3/6/03 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 14 | |||||||
7/25/02 | OLD | 485BXT | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates OLD | 2 | |||||||
12/13/01 | OLD | N-18F1 | Update: | Notice of Election by an Open-End Investment Company — Form N-18f-1 OLD | 1 | |||||||
11/14/01 | OLD | AW | Registration: | Amendment Withdrawal Request OLD | 1 | |||||||
6/14/01 | OLD | N-1A | Registration: | Registration Statements by Open-End Investment Companies — Form N-1A OLD | 4 | |||||||
3/29/01 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Letters: | ||||||||||||
12/30/08 | OLD | COVER | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — | 1 | ||||||||
Additional Exhibits: | ||||||||||||
6/3/11 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 402 | ||||||||
Graphics: | ||||||||||||
2/17/11 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 12 |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2011: | 8/29/11 | Columbia Multi-Advisor Small Cap Value Fund | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class A | ASVAX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class B | ASVBX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class C | APVCX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class I | — | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R | RSVTX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R3 | RSVRX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R4 | RSGLX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R5 | RSCVX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class Z | CMAZX | ||||||
⇒ | RiverSource Small Cap Value Fund Class Y | — | ||||||
8/29/11 | RiverSource Partners Fundamental Value Fund | |||||||
⇒ | RiverSource Partners Fundamental Value Fund Class A | AFVAX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class B | AFVBX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class C | AFVCX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class I | AFVIX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class R4 | — | ||||||
⇒ | RiverSource Fundamental Value Fund Class Y | — | ||||||
2010: | 8/25/10 | RiverSource Partners Aggressive Growth Fund | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class A | ASGFX | ||||||
↓List all Funds / Series and their Classes / Contracts |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2011: | 8/29/11 | Columbia Multi-Advisor Small Cap Value Fund | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class A | ASVAX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class B | ASVBX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class C | APVCX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class I | — | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R | RSVTX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R3 | RSVRX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R4 | RSGLX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class R5 | RSCVX | ||||||
⇒ | Columbia Multi-Advisor Small Cap Value Fund Class Z | CMAZX | ||||||
⇒ | RiverSource Small Cap Value Fund Class Y | — | ||||||
8/29/11 | RiverSource Partners Fundamental Value Fund | |||||||
⇒ | RiverSource Partners Fundamental Value Fund Class A | AFVAX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class B | AFVBX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class C | AFVCX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class I | AFVIX | ||||||
⇒ | RiverSource Partners Fundamental Value Fund Class R4 | — | ||||||
⇒ | RiverSource Fundamental Value Fund Class Y | — | ||||||
2010: | 8/25/10 | RiverSource Partners Aggressive Growth Fund | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class A | ASGFX | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class B | ARGBX | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class C | RAGCX | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class I | APAIX | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class R2 | — | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class R3 | — | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class R4 | RSASX | ||||||
⇒ | RiverSource Partners Aggressive Growth Fund Class R5 | — | ||||||
⇒ | RiverSource Aggressive Growth Fund Class Y | — | ||||||
8/25/10 | RiverSource Partners Select Value Fund | |||||||
⇒ | RiverSource Partners Select Value Fund Class A | AXVAX | ||||||
⇒ | RiverSource Partners Select Value Fund Class B | AXVBX | ||||||
⇒ | RiverSource Partners Select Value Fund Class C | ACSVX | ||||||
⇒ | RiverSource Partners Select Value Fund Class I | RSSIX | ||||||
⇒ | RiverSource Partners Select Value Fund Class R4 | — | ||||||
⇒ | RiverSource Select Value Fund Class Y | — | ||||||
8/25/10 | RiverSource Partners Small Cap Equity Fund | |||||||
⇒ | RiverSource Partners Small Cap Equity Fund Class A | AXSAX | ||||||
⇒ | RiverSource Partners Small Cap Equity Fund Class B | AXSBX | ||||||
⇒ | RiverSource Partners Small Cap Equity Fund Class C | RSQEX | ||||||
⇒ | RiverSource Partners Small Cap Equity Fund Class I | — | ||||||
⇒ | RiverSource Partners Small Cap Equity Fund Class R4 | — | ||||||
⇒ | RiverSource Small Cap Equity Fund Class Y | — | ||||||
2008: | 8/26/08 | RiverSource Fundamental Growth Fund | ||||||
⇒ | RiverSource Fundamental Growth Fund Class A | AXPAX | ||||||
⇒ | RiverSource Fundamental Growth Fund Class B | — | ||||||
⇒ | RiverSource Fundamental Growth Fund Class C | — | ||||||
⇒ | RiverSource Fundamental Growth Fund Class I | APGIX | ||||||
⇒ | RiverSource Fundamental Growth Fund Class R4 | — | ||||||
⇒ | RiverSource Fundamental Growth Fund Class Y | — | ||||||
8/26/08 | RiverSource Value Fund | |||||||
⇒ | RiverSource Value Fund Class A | AVLAX | ||||||
⇒ | RiverSource Value Fund Class B | AVFBX | ||||||
⇒ | RiverSource Value Fund Class C | AVUCX | ||||||
⇒ | RiverSource Value Fund Class I | AUEIX | ||||||
⇒ | RiverSource Value Fund Class R4 | — | ||||||
⇒ | RiverSource Value Fund Class Y | — | ||||||
— 7 Funds / Series — 49 Classes / Contracts — |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
9/30/10 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 2 | |||||||
9/30/08 | OLD | 40-17F2 | Update: | Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD | 30 | |||||||
Graphics: | ||||||||||||
9/30/10 | OLD | GRAPHIC | Photo, Image or Graph OLD | 1 |
Year | # of Filings | |
---|---|---|
2014 | 1 | |
2013 | 1 | |
⇑ | ||
2011 | 12 | |
2010 | 50 | |
2009 | 32 | |
2008 | 39 | |
2007 | 32 | |
2006 | 52 | |
2005 | 36 | |
2004 | 29 | |
2003 | 44 | |
2002 | 37 | |
2001 | 17 |