Lumos Pharma, Inc. 

TX

  SEC # 1126234

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953  SEC Filings   from  2/7/02  to  4/22/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-K/A’ — Amendment to Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Lumos Pharma, Inc.

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Forms , Documents & Exhibits  in  450 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	18
4/18/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	246
					8-K Items:
12/30/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	27
12/30/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
7/27/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
3/7/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	49
9/30/19	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
3/18/20	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
3/18/20	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/18/20	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
8/2/21	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	38
3/18/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
5/15/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	13
2/15/13	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
1/4/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	11
4/18/24			Events:			•	Other Events — Item 8.01	129
4/18/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	203
4/15/24			ARS		Update:		Annual Reports to Security Holders	2
4/12/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	20
4/12/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	13
11/7/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	41
8/29/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	9
8/29/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
8/24/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
8/18/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	7
8/27/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
8/10/20	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
7/10/20	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/13/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	3
2/13/20	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/10/20	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
2/4/20	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
11/20/19	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
8/29/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
3/25/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
3/18/19	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	20
2/5/13	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
11/14/11	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
11/10/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
11/10/11	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	8
11/8/11	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/8/11	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/22/11	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
10/3/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
					General Exhibits:
4/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/7/24			EX-23		Consents of Experts and Counsel			35
3/7/24			EX-21		Subsidiaries Lists			12
8/18/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
8/18/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			20
8/18/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			22
3/11/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			16
3/11/22	OLD		EX-10		Material Contracts  OLD			266
11/20/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			10
10/4/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			8
11/8/11	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
4/18/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			250
					Financials:
4/22/24			EX-31		Certifications — §302 – SOA’02			114
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,959
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			90
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			404
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			56
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			83
3/7/24			EX-32		Certifications — §906 – SOA’02			54
7/26/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
					Graphics:
4/18/24			GRAPHIC		Photos, Images and Graphs			1,541

Forms , Documents & Exhibits  in  511 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 55028X

        

Latest Filing			Type		Category	Description		Documents
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	374
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	55
2/6/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
1/10/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	35
11/29/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	13
12/13/19	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
8/29/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
2/14/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	12
11/10/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
8/23/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
8/23/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			8
					General Exhibits:
1/10/24			EX-24		Powers of Attorney			40
					Additional Exhibits:
1/8/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			22
					Graphics:
1/10/24			GRAPHIC		Photos, Images and Graphs			17

        

Filings History

Year		# of Filings
2024		25
2023		46
2022		49
2021		65
2020		72
2019		83
2018		78
2017		60
2016		57
2015		102
2014		101
2013		79
2012		58
2011		67
2010		2
2009		2
2008		2
2007		2
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2005		1
⇑
2002		2