| As Of | Filing | | Doc. | | Page | | Title | Docs. |
|---|
| | |  |
| 11/29/23 | | 497 | | | | 1 | | Abortion/Right to Life Issues | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Accountability | 6 |
| 11/29/23 | | 497 | | | | 1 | | Add Women and Minorities to the Board | 1 |
| 4/25/24 |  | 485BPOS | | | | 1 | | Additional Information About Investment Objective, Principal Strategies and Risks | 2 |
| 4/30/24 | | 497 | | | | 1 | | Additional Information About Investment Objectives, Principal Strategies and Risks | 7 |
| | | | | | 1 | | Additional Information About Non-Principal Investment Strategies and Risks | 7 |
| 4/25/24 | | 485BPOS | | | | 1 | | Additional Investments and Risks | 6 |
| 1/26/24 | | 485BPOS | | | | 1 | | Adjourn Meeting | 6 |
| 11/29/23 | | 497 | | | | 1 | | Adjust Par Value of Common Stock | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Adjustments to Par Value of Common Stock | 6 |
| 11/29/23 | | 497 | | | | 1 | | Adopt a Comprehensive Recycling Policy | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Adopt Anti-Hedging/Pledging/Speculative Investments Policy | 6 |
| 11/29/23 | | 497 | | | | 1 | | Adopt Ethical Criteria for Weapons Contracts | 1 |
| | | | | | 1 | | Adopt Policy/Report on Drug Pricing | 1 |
| | | | | | 1 | | Adopt Policy/Report on Predatory Lending Practices | 1 |
| | | | | | 1 | | Adopt/Report on MacBride Principles | 1 |
| | | | | | 1 | | Adult Entertainment | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Advance Notice Requirements for Shareholder Proposals/Nominations | 6 |
| 11/29/23 | | 497 | | | | 1 | | Adverse Opinions | 1 |
| 10/25/23 | | 485BPOS | | | | 1 | | Adviser's Proxy Voting Procedures and Guidelines | 1 |
| 11/29/23 | | 497 | | | | 1 | | Advisory Vote on Executive Compensation (Say-on-Pay) Shareholder Proposals | 1 |
| | | | | | 1 | | Advisory Vote on Golden Parachutes in an Acquisition, Merger, Consolidation, or Proposed Sale | 1 |
| | | | | | 1 | | Advisory Votes on Executive Compensation -- Management Say-on-Pay Proposals | 1 |
| | | | | | 1 | | Advisory Votes on Executive Compensation- Management Proposals (Management Say on Pay) | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Advisory Votes on Executive Compensation-Management Proposals (Say-on-Pay) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Affirm Political Non-Partisanship | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Age Limits | 6 |
| | | | | | 1 | | Amend Bylaws without Shareholder Consent | 6 |
| | | | | | 1 | | Amend Minor Bylaws | 6 |
| | | | | | 1 | | Amend Quorum Requirements | 6 |
| | | | | | 1 | | Amending Cash and Equity Plans (including Approval for Tax Deductibility (162(m)) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Animal Rights/Testing | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Animal Slaughter | 6 |
| | | | | | 1 | | Animal Testing | 6 |
| | | | | | 1 | | Animal Welfare | 6 |
| | | | | | 1 | | Animal Welfare Policies | 6 |
| 11/29/23 | | 497 | | | | 1 | | Annual Election (Declassification) of the Board | 1 |
| | | | | | 1 | | Anti-Social Proposals | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Appendices | 5 |
| 10/25/23 | | 485BPOS | | | | 1 | | Appendix A -- Ratings of Debt Instruments | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Appendix A -- Underlying Funds | 3 |
| 10/25/23 | | 485BPOS | | | | 1 | | Appendix B -- Trust's Proxy Voting Policy and Procedures | 2 |
| | | | | | 1 | | Appendix C -- Adviser's Proxy Voting Procedures and Guidelines | 1 |
| | | | | | 1 | | Appendix D -- ISS Proxy Voting Policy and Guidelines | 1 |
| 11/29/23 | | 497 | | | | 1 | | Application to Equity Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Appraisal Rights | 6 |
| | | | | | 1 | | Approving New Classes or Series of Shares | 6 |
| 11/29/23 | | 497 | | | | 1 | | Arctic National Wildlife Refuge | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Asset Purchases | 6 |
| | | | | | 1 | | Asset Sales | 6 |
| | | | | | 1 | | Attendance | 6 |
| 11/29/23 | | 497 | | | | 1 | | Audit-Related | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Auditor Indemnification and Limitation of Liability | 6 |
| 11/29/23 | | 497 | | | | 1 | | Auditor Independence | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Auditor Ratification | 6 |
| 11/29/23 | | 497 | | | | 1 | | Auditor Rotation | 1 |
| | | | | | 1 | | Auditor-Related Shareholder Proposals | 1 |
| | | | | | 1 | | Authorization to Sell Shares of Common Stock at a Price below Net Asset Value | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Authorizing the Board to Hire and Terminate Subadvisers Without Shareholder Approval | 6 |
| 11/29/23 | | 497 | | | | 1 | | Blank Check Preferred Stock | 1 |
| | | | | | 1 | | Board Accountability | 1 |
| | | | | | 1 | | Board and Committee Size | 1 |
| | | | | | 1 | | Board Communications and Responsiveness | 1 |
| | | | | | 1 | | Board Competence | 1 |
| | | | | | 1 | | Board Composition | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Board Diversity | 6 |
| 11/29/23 | | 497 | | | | 1 | | Board Independence | 1 |
| | | | | | 1 | | Board Policy on Shareholder Engagement | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Board Refreshment | 6 |
| 11/29/23 | | 497 | | | | 1 | | Board Responsiveness | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Board Size | 6 |
| 11/29/23 | | 497 | | | | 1 | | Board-Related Management Proposals | 1 |
| | | | | | 1 | | Board-Related Shareholder Proposals/Initiatives | 1 |
| | | | | | 1 | | Bonus Banking | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Brokerage Allocation and Other Practices | 6 |
| 1/26/24 | | 485BPOS | | | | 1 | | Bundled Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Burn Rate | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Business Development Companies-Authorization to Sell Shares of Common Stock at a Price below Net Asset Value | 6 |
| 11/29/23 | | 497 | | | | 1 | | Canadian Oil Sands | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Capital | 6 |
| 11/29/23 | | 497 | | | | 1 | | Cash Balance Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | CEO Succession Planning | 6 |
| | | | | | 1 | | Change Company Name | 6 |
| | | | | | 1 | | Change Date, Time, or Location of Annual Meeting | 6 |
| | | | | | 1 | | Change Fundamental Investment Objective to Nonfundamental | 6 |
| | | | | | 1 | | Change in Fund's Subclassification | 6 |
| | | | | | 1 | | Changes to the Charter Document | 6 |
| | | | | | 1 | | Changing a Fundamental Restriction to a Nonfundamental Restriction | 6 |
| 11/29/23 | | 497 | | | | 1 | | Changing Corporate Name | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Changing the Domicile of a Fund | 6 |
| | | | | | 1 | | Charitable Contributions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Classification of Directors -- U.S | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Classification/Declassification of the Board | 6 |
| | | | | | 1 | | Classified Board Structure | 6 |
| | | | | | 1 | | Climate Accountability | 6 |
| | | | | | 1 | | Climate Change | 6 |
| | | | | | 1 | | Climate Change/Greenhouse Gas (GHG) Emissions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Climate Change/Greenhouse Gas Emissions | 1 |
| | | | | | 1 | | Climate Risk Mitigation and Net Zero | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Closed End Funds- Unilateral Opt-In to Control Share Acquisition Statutes | 6 |
| 11/29/23 | | 497 | | | | 1 | | Codes of Conduct and Vendor Standards | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Common Stock Authorization | 6 |
| 11/29/23 | | 497 | | | | 1 | | Community Impact Assessment/Indigenous Peoples' Rights | 1 |
| | | | | | 1 | | Community Investing | 1 |
| | | | | | 1 | | Community Social and Environmental Impact Assessments | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Compensation Committee Communications and Responsiveness | 6 |
| | | | | | 1 | | Compensation Consultants-Disclosure of Board or Company's Utilization | 6 |
| | | | | | 1 | | Composition | 6 |
| 11/29/23 | | 497 | | | | 1 | | Concentrated Area Feeding Operations (CAFOs) | 1 |
| | | | | | 1 | | Confidential Voting | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Consumer Issues | 6 |
| 11/29/23 | | 497 | | | | 1 | | Consumer Lending | 1 |
| | | | | | 1 | | Consumer Lending and Economic Development | 1 |
| | | | | | 1 | | Contract Supplier Standards | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Control Persons and Principal Holders of Securities | 6 |
| 1/26/24 | | 485BPOS | | | | 1 | | Control Share Acquisition Provisions | 6 |
| | | | | | 1 | | Control Share Cash-Out Provisions | 6 |
| | | | | | 1 | | Conversion of Securities | 6 |
| 11/29/23 | | 497 | | | | 1 | | Convert Closed-end Fund to Open-end Fund | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Converting Closed-end Fund to Open-end Fund | 6 |
| 11/29/23 | | 497 | | | | 1 | | Corporate and Supplier Codes of Conduct | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Corporate Reorganization/Debt Restructuring/Prepackaged Bankruptcy Plans/Reverse Leveraged Buyouts/Wrap Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | Corporate Reorganization/Restructuring Plans (Bankruptcy) | 1 |
| | | | | | 1 | | Corporate Restructuring | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Coverage | 6 |
| 11/29/23 | | 497 | | | | 1 | | Criteria for Evaluating Executive Pay | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Cumulative Voting | 6 |
| | | | | | 1 | | Data Security, Privacy, and Internet Issues | 6 |
| 11/29/23 | | 497 | | | | 1 | | Debt Restructuring | 1 |
| | | | | | 1 | | Debt Restructurings | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Declaration of Trust, Capital Stock and Other Information | 6 |
| 11/29/23 | | 497 | | | | 1 | | Depleted Uranium/Nuclear Weapons | 1 |
| 11/2/23 | | 497 | | | | 1 | | Description of the Fund and Its Investments and Risks | 3 |
| 4/25/24 | | 485BPOS | | | | 1 | | Description of the Funds and Their Investments and Risks | 3 |
| | | | | | 1 | | Description of the Portfolios and Their Investments and Risks | 2 |
| 11/29/23 | | 497 | | | | 1 | | Director and Officer Indemnification | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Director and Officer Indemnification, Liability Protection, and Exculpation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Director and Officer Liability Protection and Exculpation | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Director Compensation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Director Diversity | 1 |
| | | | | | 1 | | Director Independence | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Director Performance Evaluation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Director Retirement Plans | 1 |
| | | | | | 1 | | Disclosure of Board or Company's Utilization | 1 |
| | | | | | 1 | | Disclosure of Executive and Director Pay | 1 |
| | | | | | 1 | | Disclosure on Credit in Developing Countries (LDCs) or Forgive LDC Debt | 1 |
| | | | | | 1 | | Disclosure on Plant Closings | 1 |
| | | | | | 1 | | Disclosure on Prior Government Service | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Disclosure/Setting Levels or Types of Compensation for Executives and Directors | 6 |
| 11/29/23 | | 497 | | | | 1 | | Disclosures Under Section 404 of Sarbanes-Oxley Act | 1 |
| | | | | | 1 | | Discussion | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Disgorgement Provisions | 6 |
| | | | | | 1 | | Disposition of Assets/Termination/Liquidation | 6 |
| | | | | | 1 | | Distribution Agreements | 6 |
| | | | | | 1 | | Diversity | 6 |
| 11/29/23 | | 497 | | | | 1 | | Diversity and Equality | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Dividend Equivalent Rights | 6 |
| 4/30/24 | | 497 | | | | 1 | | Dividends, Distributions and Tax Considerations | 7 |
| 1/26/24 | | 485BPOS | | | | 1 | | Dual Class Structure | 6 |
| | | | | | 1 | | E&S Shareholder Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | E&S-related Proposals | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Egregious Factors | 6 |
| | | | | | 1 | | Election of Directors | 6 |
| 11/29/23 | | 497 | | | | 1 | | Election of Trustees and Directors | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Employee Stock Ownership Plans (ESOPs) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Employee Stock Purchase Plans (ESPPs) | 1 |
| | | | | | 1 | | Employee Stock Purchase Plans (ESPPs) -- Non-Qualified Plans | 1 |
| | | | | | 1 | | Employee Stock Purchase Plans (ESPPs) -- Qualified Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Employee Stock Purchase Plans-Non-Qualified Plans | 6 |
| | | | | | 1 | | Employee Stock Purchase Plans-Qualified Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | Endorsement of Ceres Roadmap 2030 | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Endorsement of Principles | 6 |
| | | | | | 1 | | Energy Efficiency | 6 |
| 11/29/23 | | 497 | | | | 1 | | Environment | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Environment and Sustainability | 6 |
| 11/29/23 | | 497 | | | | 1 | | Environmental, Social and Governance (ESG) Failures | 1 |
| | | | | | 1 | | Environmental, Social, and Governance (ESG) Compensation-Related Proposals | 1 |
| | | | | | 1 | | Environmental/Sustainability Reports | 1 |
| | | | | | 1 | | Equal Employment Opportunity | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Equality of Opportunity | 6 |
| 11/29/23 | | 497 | | | | 1 | | Equator Principles | 1 |
| | | | | | 1 | | Equity | 1 |
| | | | | | 1 | | Equity Pay Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Equity Plans for Non-Employee Directors | 6 |
| | | | | | 1 | | Equity-Based and Other Incentive Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | Equity-Based Incentive Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | ESG Compensation-Related Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Establish an Office of the Board | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Establish Director Ownership Requirement | 6 |
| | | | | | 1 | | Establish Other Board Committee Proposals | 6 |
| | | | | | 1 | | Establish/Amend Nominee Qualifications | 6 |
| 11/29/23 | | 497 | | | | 1 | | Establishment of Board Committees | 1 |
| | | | | | 1 | | Establishment of Independent Committees | 1 |
| | | | | | 1 | | Evaluation of Executive Pay | 1 |
| | | | | | 1 | | Evergreen Provisions | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Exclusive Forum Provisions for State Law Matters | 6 |
| 11/29/23 | | 497 | | | | 1 | | Exclusive Venue | 1 |
| | | | | | 1 | | Executive Concentration Ratio | 1 |
| | | | | | 1 | | Executive Holding Periods | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Executive Pay Evaluation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Executive Perks and Retirement/Death Benefits | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Facility and Workplace Safety | 6 |
| 11/29/23 | | 497 | | | | 1 | | Fair Lending Reporting and Compliance | 1 |
| | | | | | 1 | | Fair Market Value, Dilution and Repricing | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Fair Price Provisions | 6 |
| | | | | | 1 | | Federal Forum Selection Provisions | 6 |
| | | | | | 1 | | Fee shifting | 6 |
| 11/29/23 | | 497 | | | | 1 | | Fee-Shifting Bylaws | 1 |
| | | | | | 1 | | Fiduciary Proxy Voting Guidelines for Public Plan Sponsors | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Filling Vacancies/Removal of Directors | 6 |
| 4/30/24 | | 497 | | | | 1 | | Financial Highlights | 10 |
| 9/6/23 | | N-CSRS | | | | 1 | | Financial Highlights (Unaudited) | 1 |
| 4/30/24 | | 497 | | | | 1 | | Financial Intermediary Arrangements | 7 |
| 4/25/24 | | 485BPOS | | | | 1 | | Financial Statements | 7 |
| 9/6/23 | | N-CSRS | | | | 1 | | Financial Statements (Unaudited) | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Formation of Holding Company | 6 |
| | | | | | 1 | | Freeze-Out Provisions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Frequency of Advisory Vote on Executive Compensation -- Management Say on Pay | 1 |
| 4/30/24 | | 497 | | | | 1 | | Fund Summaries | 5 |
| 4/25/24 | | 485BPOS | | | | 1 | | Fund Summary | 4 |
| 1/26/24 | | 485BPOS | | | | 1 | | Gender Diversity | 6 |
| | | | | | 1 | | Gender Identity, Sexual Orientation, and Domestic Partner Benefits | 6 |
| 11/29/23 | | 497 | | | | 1 | | Gender, Race, or Ethnicity Pay Gap | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Gender, Race/Ethnicity Pay Gap | 6 |
| 11/29/23 | | 497 | | | | 1 | | Gender, Race/Ethnicity Pay Gaps | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | General | 6 |
| 1/26/24 | | 485BPOS | | | | 1 | | General Authorization Requests | 6 |
| | | | | | 1 | | General Corporate Issues | 6 |
| | | | | | 1 | | General Environmental Proposals and Community Impact Assessments | 6 |
| | | | | | 1 | | Genetically Modified Ingredients | 6 |
| 11/29/23 | | 497 | | | | 1 | | Global Approach | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Global Approach -- E&S Shareholder Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Global Approach -- E&S-related Proposals | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Going Private and Going Dark Transactions (LBOs and Minority Squeeze-outs) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Going Private Transactions (LBOs, Minority Squeezeouts) | 1 |
| | | | | | 1 | | Going Private/Dark Transactions (LBOs and Minority Squeeze-outs) | 1 |
| | | | | | 1 | | Going Private/Dark Transactions (Leveraged buyouts and Minority Squeeze-outs) | 1 |
| | | | | | 1 | | Golden and Tin Parachutes | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Golden Coffins/Executive Death Benefits | 6 |
| | | | | | 1 | | Governance Failures | 6 |
| 11/29/23 | | 497 | | | | 1 | | Government and Military | 1 |
| | | | | | 1 | | Greenhouse Gas Emissions | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Greenmail | 6 |
| 11/29/23 | | 497 | | | | 1 | | Health and Safety | 1 |
| | | | | | 1 | | Health Pandemics | 1 |
| | | | | | 1 | | High-Performance Workplace | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Hold Equity Past Retirement or for a Significant Period of Time | 6 |
| | | | | | 1 | | Human Rights Proposals | 6 |
| | | | | | 1 | | Human Rights, Human Capital Management, and International Operations | 6 |
| 11/29/23 | | 497 | | | | 1 | | Human Rights, Labor Issues, and International Operations | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Hydraulic Fracturing | 6 |
| 11/29/23 | | 497 | | | | 1 | | I. General Csr Related | 1 |
| | | | | | 1 | | Ii. Environment & Climate Change | 1 |
| | | | | | 1 | | Iii. Workplace Practices & Human Rights | 1 |
| | | | | | 1 | | Incentives that may Motivate Excessive Risk-Taking | 1 |
| | | | | | 1 | | Increase Disclosure of Executive Compensation | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Independence | 6 |
| | | | | | 1 | | Independent Board Chair | 6 |
| 4/30/24 | | 497 | | | | 1 | | Index/Trademark Licenses/Disclaimers | 4 |
| 11/29/23 | | 497 | | | | 1 | | International Operations | 1 |
| | | | | | 1 | | Internet Privacy/Censorship and Data Security | 1 |
| | | | | | 1 | | Introduction | 1 |
| | | | | | 1 | | Invest in Clean/Renewable Energy | 1 |
| | | | | | 1 | | Investment Advisory Agreement | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Investment Advisory Agreements | 6 |
| 4/25/24 | | 485BPOS | | | | 1 | | Investment Advisory and Other Services | 6 |
| 11/29/23 | | 497 | | | | 1 | | Investment in Renewable Energy | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | ISS Classification of Directors -- U.S | 6 |
| 10/25/23 | | 485BPOS | | | | 1 | | ISS Proxy Voting Policy and Guidelines | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Issue Stock for Use with Rights Plan | 6 |
| 11/29/23 | | 497 | | | | 1 | | Iv. Consumer Health & Public Safety | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Joint Ventures | 6 |
| 11/29/23 | | 497 | | | | 1 | | Kyoto Protocol Compliance | 1 |
| | | | | | 1 | | Labor and Human Rights | 1 |
| | | | | | 1 | | Land Procurement and Development | 1 |
| | | | | | 1 | | Land Use | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Liberal Change in Control Definition | 6 |
| 11/29/23 | | 497 | | | | 1 | | Liberal Definition of Change-in-Control | 1 |
| | | | | | 1 | | Limit Executive and Director Pay | 1 |
| | | | | | 1 | | Limit Executive Compensation | 1 |
| | | | | | 1 | | Limit Term of Office | 1 |
| | | | | | 1 | | Link Compensation to Non-Financial Factors | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Liquidations | 6 |
| | | | | | 1 | | Lobbying | 6 |
| 11/29/23 | | 497 | | | | 1 | | Lobbying Efforts | 1 |
| | | | | | 1 | | MacBride Principles | 1 |
| | | | | | 1 | | Majority of Independent Directors | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Majority of Independent Directors/Establishment of Independent Committees | 6 |
| 11/29/23 | | 497 | | | | 1 | | Majority Threshold Voting Requirement for Director Elections | 1 |
| | | | | | 1 | | Majority Threshold Voting Shareholder Proposals | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Majority Vote Standard for the Election of Directors | 6 |
| 11/29/23 | | 497 | | | | 1 | | Majority Vote Threshold for Director Elections | 1 |
| 10/25/23 | | 485BPOS | | | | 1 | | Management | 2 |
| 4/30/24 | | 497 | | | | 1 | | Management and Organization | 7 |
| 4/25/24 | | 485BPOS | | | | 1 | | Management of the Trust | 3 |
| | | | | | 1 | | Management of the Trust and State Street Master Funds | 5 |
| 1/26/24 | | 485BPOS | | | | 1 | | Management Proposals to Ratify a Pill to Preserve Net Operating Losses (NOLs) | 6 |
| | | | | | 1 | | Management Proposals to Ratify a Poison Pill | 6 |
| | | | | | 1 | | Management Proposals to Ratify Existing Charter or Bylaw Provisions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Management Say on Pay | 1 |
| | | | | | 1 | | Management Say-on-Pay Proposals | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Management's Discussion of Fund Performance & Performance Summary (Unaudited) | 1 |
| | | | | | 1 | | Management's Discussion of Fund Performance, Performance Summaries & Portfolio Statistics (Unaudited) | 1 |
| | | | | | 1 | | Management's Discussion of Fund Performance, Performance Summary & Portfolio Statistics (Unaudited) | 1 |
| | | | | | 1 | | Management's Discussion of Portfolio Performance & Performance Summary (Unaudited) | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Mandatory Arbitration | 6 |
| | | | | | 1 | | Master-Feeder Structure | 6 |
| 11/29/23 | | 497 | | | | 1 | | Material Environmental, Social and Governance (ESG) Risk Oversight Failures | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Mergers | 6 |
| | | | | | 1 | | Mergers and Acquisitions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Military Sales | 1 |
| | | | | | 1 | | Miscellaneous | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Name Change Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Net Operating Loss (NOL) Poison Pills/Protective Amendments | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Net Operating Loss (NOL) Protective Amendments | 6 |
| 11/29/23 | | 497 | | | | 1 | | Non-Deductible Compensation | 1 |
| | | | | | 1 | | Non-Discrimination in Retirement Benefits | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Non-Employee Director Retirement Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | Non-Qualified Plans | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Notes to Financial Statements | 3 |
| 9/6/23 | | N-CSRS | | | | 1 | | Notes to Financial Statements (Unaudited) | 1 |
| 12/6/23 | | N-CSR | | | | 1 | | Notes to Performance | 1 |
| 11/29/23 | | 497 | | | | 1 | | Nuclear Energy | 1 |
| | | | | | 1 | | Nuclear Safety | 1 |
| | | | | | 1 | | OBRA-Related Compensation Proposals | 1 |
| | | | | | 1 | | Offshore Reincorporations and Tax Havens | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Operating Partnership (OP) Units in Equity Plan Analysis of Real Estate Investment Trusts (REITs) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Operations in Environmentally Sensitive Areas | 1 |
| | | | | | 1 | | Operations in High Risk Markets | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Operations in High-Risk Markets | 5 |
| | | | | | 1 | | Operations in Protected Areas | 6 |
| 11/29/23 | | 497 | | | | 1 | | Operations in Protected or Sensitive Areas | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Option Exchange Programs/Repricing Options | 6 |
| 11/29/23 | | 497 | | | | 1 | | Options Backdating | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Other Board-Related Proposals | 6 |
| | | | | | 1 | | Other Business | 6 |
| | | | | | 1 | | Other Compensation Plans | 6 |
| 12/6/23 | | N-CSR | | | | 1 | | Other Information | 2 |
| 3/7/24 | | N-CSR | | | | 1 | | Other Information (Unaudited) | 2 |
| 11/29/23 | | 497 | | | | 1 | | Outside Director Stock Awards/Options in Lieu of Cash | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Outsourcing/Offshoring | 6 |
| | | | | | 1 | | Overboarded Directors | 6 |
| | | | | | 1 | | Pay Disparity | 6 |
| 11/29/23 | | 497 | | | | 1 | | Pay Equity (Quantum) Elements | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Pay for Performance/Performance-Based Awards | 6 |
| | | | | | 1 | | Pay for Superior Performance | 6 |
| 11/29/23 | | 497 | | | | 1 | | Pay-for-Performance Elements | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Pay-for-Performance Evaluation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Pay-for-Performance Misalignment -- Application to Equity Plans | 1 |
| | | | | | 1 | | Pension Plan Income Accounting | 1 |
| | | | | | 1 | | Performance-Based Equity Awards | 1 |
| | | | | | 1 | | Performance-Based Options | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Pharmaceutical Pricing, Access to Medicines, and Prescription Drug Reimportation | 6 |
| 11/29/23 | | 497 | | | | 1 | | Pharmaceutical Pricing, Access to Medicines, Product Reimportation and Health Pandemics | 1 |
| | | | | | 1 | | Pharmaceutical Product Pricing | 1 |
| | | | | | 1 | | Pharmaceutical Product Reimportation | 1 |
| | | | | | 1 | | Phase Out Chlorine-Based Chemicals | 1 |
| | | | | | 1 | | Phase-out or Label Products Containing Genetically Engineered Ingredients | 1 |
| | | | | | 1 | | Plans of Reorganization (Bankruptcy) | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Plus | 6 |
| | | | | | 1 | | Poison Pills | 6 |
| | | | | | 1 | | Poison Pills (Shareholder Rights Plans) | 6 |
| | | | | | 1 | | Political Activities | 6 |
| 11/29/23 | | 497 | | | | 1 | | Political and Charitable Giving | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Political Contributions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Political Contributions, Lobbying Reporting & Disclosure | 1 |
| | | | | | 1 | | Political Contributions/Non-Partisanship | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Political Expenditures and Lobbying Congruency | 6 |
| | | | | | 1 | | Political Ties | 6 |
| 4/30/24 | | 497 | | | | 1 | | Portfolio Holdings Disclosure | 7 |
| 4/25/24 | | 485BPOS | | | | 1 | | Portfolio Managers | 6 |
| 3/7/24 | | N-CSR | | | | 1 | | Portfolio Statistics (Unaudited) | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | Pre-Arranged Trading Plans (10b5-1 Plans) | 6 |
| | | | | | 1 | | Preemptive Rights | 6 |
| | | | | | 1 | | Preferred Stock Authorization | 6 |
| | | | | | 1 | | Preferred Stock Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Prepare Report on Foreign Military Sales | 1 |
| | | | | | 1 | | Prepare Report to Renounce Future Landmine Production | 1 |
| | | | | | 1 | | Prepare Report/Promote EEOC-Related Activities | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Pricing of Shares | 6 |
| 1/26/24 | | 485BPOS | | | | 1 | | Private Placements/Warrants/Convertible Debentures | 6 |
| | | | | | 1 | | Problematic Audit-Related Practices | 6 |
| | | | | | 1 | | Problematic Compensation Practices | 6 |
| | | | | | 1 | | Problematic Governance Structure | 6 |
| | | | | | 1 | | Problematic Pay Practices | 6 |
| | | | | | 1 | | Problematic Pay Practices or Significant Pay-for-Performance Disconnect | 6 |
| | | | | | 1 | | Problematic Pledging of Company Stock | 6 |
| 11/29/23 | | 497 | | | | 1 | | Problematic Takeover Defenses, Capital Structure, and Governance Structure | 1 |
| | | | | | 1 | | Problematic Takeover Defenses, Capital Structure, and Governance Structures | 1 |
| | | | | | 1 | | Product Safety | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Product Safety and Toxic/Hazardous Materials | 6 |
| 11/29/23 | | 497 | | | | 1 | | Product Sales to Repressive Regimes | 1 |
| | | | | | 1 | | Prohibit Discrimination on the Basis of Sexual Orientation or Gender Identity | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Prohibit Outside CEOs from Serving on Compensation Committees | 6 |
| 11/29/23 | | 497 | | | | 1 | | Prohibit/Require Shareholder Approval for Option Repricing | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Proposals for Extensions | 6 |
| | | | | | 1 | | Proxy Access | 6 |
| | | | | | 1 | | Proxy Contests | 6 |
| | | | | | 1 | | Proxy Contests/Proxy Access | 6 |
| 11/29/23 | | 497 | | | | 1 | | Proxy Contests/Proxy Access -- Voting for Director Nominees in Contested Elections | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Proxy Voting Disclosure, Confidentiality, and Tabulation | 6 |
| 4/25/24 | | 485BPOS | | | | 1 | | Proxy Voting Procedures | 6 |
| 11/29/23 | | 497 | | | | 1 | | Qualified Plans | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Racial and/or Ethnic Diversity | 6 |
| | | | | | 1 | | Racial Equity and/or Civil Rights Audit Guidelines | 6 |
| 11/29/23 | | 497 | | | | 1 | | Racial Equity and/or Civil Rights Audits | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Ratification Proposals: Management Proposals to Ratify Existing Charter or Bylaw Provisions | 6 |
| 11/29/23 | | 497 | | | | 1 | | Ratify Auditors/Ensure Auditor Independence | 1 |
| 10/25/23 | | 485BPOS | | | | 1 | | Ratings of Debt Instruments | 1 |
| 11/29/23 | | 497 | | | | 1 | | Recapitalization | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Recapitalization Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | Recoup Bonuses | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Recoupment of Incentive or Stock Compensation in Specified Circumstances | 6 |
| | | | | | 1 | | Recycling | 6 |
| 11/29/23 | | 497 | | | | 1 | | Recycling Policy | 1 |
| | | | | | 1 | | Reduce Supermajority Vote Requirements | 1 |
| | | | | | 1 | | Reimburse Proxy Solicitation Expenses | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Reimburse Shareholder for Expenses Incurred | 6 |
| | | | | | 1 | | Reimbursing Proxy Solicitation Expenses | 6 |
| | | | | | 1 | | Reincorporation Proposals | 6 |
| | | | | | 1 | | Removal of Shareholder Discretion on Classified Boards | 6 |
| 11/29/23 | | 497 | | | | 1 | | Remove Antitakeover Provisions | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Renewable Energy | 6 |
| | | | | | 1 | | Reorganization/Restructuring Plan (Bankruptcy) | 6 |
| 3/7/24 | | N-CSR | | | | 1 | | Report of Independent Registered Public Accounting Firm | 2 |
| 11/29/23 | | 497 | | | | 1 | | Report on Handgun Safety Initiatives | 1 |
| | | | | | 1 | | Report on Operations in Sensitive Regions or Countries | 1 |
| | | | | | 1 | | Report on Progress Towards Glass Ceiling Commission Recommendations | 1 |
| | | | | | 1 | | Report on Risks of Outsourcing | 1 |
| | | | | | 1 | | Report on the Distribution of Stock Options by Gender and Race | 1 |
| | | | | | 1 | | Report on the Impact of Health Pandemics on Company Operations | 1 |
| | | | | | 1 | | Report on the Sustainability of Concentrated Area Feeding Operations (CAFO) | 1 |
| | | | | | 1 | | Report on/Eliminate Use of Racial Stereotypes in Advertising | 1 |
| | | | | | 1 | | Reports on Operations in Burma/Myanmar | 1 |
| | | | | | 1 | | Reports on Operations in China | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Reports on Potentially Controversial Business/Financial Practices | 6 |
| | | | | | 1 | | Repricing Provisions | 6 |
| | | | | | 1 | | Require More Nominees than Open Seats | 6 |
| | | | | | 1 | | Responsiveness | 6 |
| 11/29/23 | | 497 | | | | 1 | | Restricted Stock | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Restricting Binding Shareholder Proposals | 6 |
| | | | | | 1 | | Restructuring | 6 |
| | | | | | 1 | | Reverse Stock Splits | 6 |
| | | | | | 1 | | Say on Climate (SoC) Management Proposals | 6 |
| | | | | | 1 | | Say on Climate (SoC) Shareholder Proposals | 6 |
| | | | | | 1 | | Say When on Pay | 6 |
| 3/7/24 | | N-CSR | | | | 1 | | Schedule of Investments | 1 |
| 9/6/23 | | N-CSRS | | | | 1 | | Schedule of Investments (Unaudited) | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Schedules of Investments | 1 |
| 9/6/23 | | N-CSRS | | | | 1 | | Schedules of Investments (Unaudited) | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Severance Agreements for Executives/Golden Parachutes | 6 |
| 11/29/23 | | 497 | | | | 1 | | Severance Agreements/Golden Parachutes | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Sexual Harassment | 6 |
| | | | | | 1 | | Share Buyback Impact on Incentive Program Metrics | 6 |
| 11/29/23 | | 497 | | | | 1 | | Share Buyback Proposals | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Share Issuance Mandates at U.S. Domestic Issuers Incorporated Outside the U.S | 6 |
| | | | | | 1 | | Share Repurchase Programs | 6 |
| | | | | | 1 | | Share Repurchase Programs Shareholder Proposals | 6 |
| | | | | | 1 | | Shareholder Ability to Act by Written Consent | 6 |
| 11/29/23 | | 497 | | | | 1 | | Shareholder Ability to Alter the Size of the Board | 1 |
| | | | | | 1 | | Shareholder Ability to Call a Special Meeting | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Shareholder Ability to Call Special Meetings | 6 |
| 11/29/23 | | 497 | | | | 1 | | Shareholder Ability to Remove Directors/Fill Vacancies | 1 |
| | | | | | 1 | | Shareholder Access to the Proxy | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Shareholder Engagement Policy (Shareholder Advisory Committee) | 6 |
| 4/30/24 | | 497 | | | | 1 | | Shareholder Information | 7 |
| 1/26/24 | | 485BPOS | | | | 1 | | Shareholder Litigation Rights | 6 |
| | | | | | 1 | | Shareholder Proposals for Mutual Funds | 6 |
| | | | | | 1 | | Shareholder Proposals Limiting Non-Audit Services | 6 |
| | | | | | 1 | | Shareholder Proposals on Audit Firm Rotation | 6 |
| | | | | | 1 | | Shareholder Proposals on Compensation | 6 |
| | | | | | 1 | | Shareholder Proposals to Put Pill to a Vote and/or Adopt a Pill Policy | 6 |
| | | | | | 1 | | Shareholder Ratification of Director Pay Programs | 6 |
| | | | | | 1 | | Shareholder Value Transfer (SVT) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Social, Environmental and Sustainability Issues | 1 |
| | | | | | 1 | | Special Policy Review and Shareholder Advisory Committees | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Special Purpose Acquisition Corporations (SPACs) | 6 |
| | | | | | 1 | | Special Purpose Acquisition Corporations (SPACs) -- Proposals for Extensions | 6 |
| | | | | | 1 | | Specific Authorization Requests | 6 |
| | | | | | 1 | | Specific Treatment of Certain Award Types in Equity Plan Evaluations | 6 |
| | | | | | 1 | | Spin-offs | 6 |
| | | | | | 1 | | Stakeholder Provisions | 6 |
| | | | | | 1 | | State Antitakeover Statutes | 6 |
| 4/30/24 | | 497 | | | | 1 | | State Street Aggregate Bond Index Fund | 4 |
| | | | | | 1 | | State Street Aggregate Bond Index Portfolio | 5 |
| | | | | | 1 | | State Street Balanced Index Fund | 4 |
| | | | | | 1 | | State Street Emerging Markets Equity Index Fund | 3 |
| | | | | | 1 | | State Street Equity 500 Index Fund | 5 |
| | | | | | 1 | | State Street Equity 500 Index II Portfolio | 5 |
| 3/7/24 | | N-CSR | | | | 1 | | State Street Global All Cap Equity ex- U.S. Index Fund | 1 |
| | | | | | 1 | | State Street Global All Cap Equity ex- U.S. Index Portfolio | 2 |
| 4/30/24 | | 497 | | | | 1 | | State Street Global All Cap Equity ex-U.S. Index Fund | 3 |
| | | | | | 1 | | State Street Global All Cap Equity ex-U.S. Index Portfolio | 3 |
| 4/25/24 | | 485BPOS | | | | 1 | | State Street Hedged International Developed Equity Index Fund | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | State Street Income Fund | 3 |
| 4/25/24 | | 485BPOS | | | | 1 | | State Street Institutional Liquid Reserves Fund | 3 |
| | | | | | 1 | | State Street Institutional Treasury Money Market Fund | 3 |
| | | | | | 1 | | State Street Institutional Treasury Plus Money Market Fund | 3 |
| | | | | | 1 | | State Street Institutional U.S. Government Money Market Fund | 3 |
| | | | | | 1 | | State Street International Developed Equity Index Fund | 2 |
| 4/30/24 | | 497 | | | | 1 | | State Street Small/Mid Cap Equity Index Fund | 4 |
| | | | | | 1 | | State Street Small/Mid Cap Equity Index Portfolio | 5 |
| 4/25/24 | | 485BPOS | | | | 1 | | State Street Target Retirement 2020 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2025 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2030 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2035 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2040 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2045 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2050 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2055 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2060 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement 2065 Fund | 5 |
| | | | | | 1 | | State Street Target Retirement Fund | 5 |
| | | | | | 1 | | State Street Treasury Obligations Money Market Fund | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | State Street U.S. Core Equity Fund | 3 |
| 11/29/23 | | 497 | | | | 1 | | State Takeover Statutes | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Statement of Assets and Liabilities | 1 |
| 9/6/23 | | N-CSRS | | | | 1 | | Statement of Assets and Liabilities (Unaudited) | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Statement of Changes in Net Assets | 1 |
| | | | | | 1 | | Statement of Operations | 1 |
| 9/6/23 | | N-CSRS | | | | 1 | | Statement of Operations (Unaudited) | 1 |
| 12/6/23 | | N-CSR | | | | 1 | | Statements of Assets and Liabilities | 2 |
| 3/7/24 | | N-CSR | | | | 1 | | Statements of Changes in Net Assets | 3 |
| 9/6/23 | | N-CSRS | | | | 1 | | Statements of Changes in Net Assets (Unaudited) | 1 |
| 12/6/23 | | N-CSR | | | | 1 | | Statements of Operations | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | Stock Distributions: Splits and Dividends | 6 |
| 11/29/23 | | 497 | | | | 1 | | Stock Option Plans | 1 |
| | | | | | 1 | | Stock Ownership Requirements | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Stock Plans in Lieu of Cash | 6 |
| 11/29/23 | | 497 | | | | 1 | | Supermajority Shareholder Vote Requirement to Amend the Charter or Bylaws | 1 |
| | | | | | 1 | | Supermajority Shareholder Vote Requirement to Approve Mergers | 1 |
| | | | | | 1 | | Supermajority Shareholder Vote Requirements | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Supermajority Vote Requirements | 6 |
| | | | | | 1 | | Supplemental Executive Retirement Plans (SERPs) | 6 |
| 11/29/23 | | 497 | | | | 1 | | Sustainability Policy Classification of Directors -- U.S | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Sustainability Reporting | 6 |
| 11/29/23 | | 497 | | | | 1 | | Sustainability Reporting and Planning | 1 |
| 3/7/24 | | N-CSR | | | | 1 | | Table of Contents | 5 |
| 11/29/23 | | 497 | | | | 1 | | Taft-Hartley Advisory Services Proxy Voting Policy Statement and Guidelines | 1 |
| | | | | | 1 | | Takeover Defenses and Shareholder Rights-Related Management Proposals | 1 |
| | | | | | 1 | | Takeover Defenses and Shareholder Rights-Related Shareholder Proposals | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Tax Gross-Up Proposals | 6 |
| 11/2/23 | | 497 | | | | 1 | | Taxation of the Fund | 3 |
| 4/25/24 | | 485BPOS | | | | 1 | | Taxation of the Funds | 3 |
| | | | | | 1 | | Taxation of the Portfolios | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | Term/Tenure Limits | 6 |
| | | | | | 1 | | Terminate the Investment Advisor | 6 |
| 11/29/23 | | 497 | | | | 1 | | Termination of Employment Prior to Severance Payment and Eliminating Accelerated Vesting of Unvested | 1 |
| | | | | | 1 | | Termination of Employment Prior to Severance Payment and Eliminating Accelerated Vesting of Unvested Equity | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Termination of Employment Prior to Severance Payment/Eliminating Accelerated Vesting of Unvested Equity | 6 |
| | | | | | 1 | | Three-Year Value-Adjusted Burn Rate | 6 |
| | | | | | 1 | | Tobacco-Related Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Toxic Chemicals | 1 |
| | | | | | 1 | | Toxic Emissions | 1 |
| | | | | | 1 | | Toxic Materials | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Tracking Stock | 6 |
| | | | | | 1 | | Transfer Stock Option (TSO) Programs | 6 |
| 10/25/23 | | 485BPOS | | | | 1 | | Trust's Proxy Voting Policy and Procedures | 2 |
| 1/26/24 | | 485BPOS | | | | 1 | | U.S | 6 |
| 11/29/23 | | 497 | | | | 1 | | Uncontested Election of Directors | 1 |
| 4/25/24 | | 485BPOS | | | | 1 | | Underlying Funds | 3 |
| | | | | | 1 | | Underwriter | 5 |
| 1/26/24 | | 485BPOS | | | | 1 | | Unequal Voting Rights | 6 |
| 11/29/23 | | 497 | | | | 1 | | Unequal Voting Rights/Dual Class Structure | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Unilateral Bylaw/Charter Amendments | 6 |
| | | | | | 1 | | Value Maximization Shareholder Proposals | 6 |
| 11/29/23 | | 497 | | | | 1 | | Violence and Adult Themes in Video Games | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Virtual Shareholder Meetings | 6 |
| | | | | | 1 | | Vote-No Campaigns | 6 |
| 11/29/23 | | 497 | | | | 1 | | Voting for Director Nominees in Contested Elections | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Voting on Director Nominees in Contested Elections | 6 |
| | | | | | 1 | | Voting on Director Nominees in Uncontested Elections | 6 |
| | | | | | 1 | | Voting on Golden Parachutes in an Acquisition, Merger, Consolidation, or Proposed Sale | 6 |
| 11/29/23 | | 497 | | | | 1 | | Voting on State Takeover Statutes | 1 |
| | | | | | 1 | | Voting Power Dilution (VPD) Calculation | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Water Issues | 6 |
| 11/29/23 | | 497 | | | | 1 | | Water Use | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | Weapons and Military Sales | 6 |
| 11/29/23 | | 497 | | | | 1 | | Workplace Safety | 1 |
| | | | | | 1 | | Workplace/Facility Safety | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 1. Board of Directors | 6 |
| 11/29/23 | | 497 | | | | 1 | | 1. Director Elections | 1 |
| | | | | | 1 | | 1. Routine/Miscellaneous | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 1940 Act Policies | 6 |
| 11/29/23 | | 497 | | | | 1 | | 2. Audit- Related | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 2. Audit-Related | 5 |
| 11/29/23 | | 497 | | | | 1 | | 2. Board of Directors | 1 |
| | | | | | 1 | | 2. Compensation | 1 |
| | | | | | 1 | | 2. Ratification of Auditors | 1 |
| | | | | | 1 | | 3. Auditors | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 3. Shareholder Rights & Defenses | 6 |
| 11/29/23 | | 497 | | | | 1 | | 3. Takeover Defenses / Shareholder Rights | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 4. Capital/Restructuring | 6 |
| 11/29/23 | | 497 | | | | 1 | | 4. Miscellaneous Governance Provisions | 1 |
| | | | | | 1 | | 4. Takeover Defense | 1 |
| | | | | | 1 | | 4. Takeover Defenses | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 401(k) Employee Benefit Plans | 6 |
| 11/29/23 | | 497 | | | | 1 | | 5. Capital Structure | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 5. Compensation | 6 |
| 11/29/23 | | 497 | | | | 1 | | 5. Shareholder Rights | 1 |
| | | | | | 1 | | 6. Executive and Director Compensation | 1 |
| | | | | | 1 | | 6. Mergers & Acquisitions / Corporate Restructurings | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 6. Routine/Miscellaneous | 6 |
| 11/29/23 | | 497 | | | | 1 | | 6. Social and Environmental Issues | 1 |
| | | | | | 1 | | 7. Capital Structure | 1 |
| | | | | | 1 | | 7. Environmental and Social Issues | 1 |
| | | | | | 1 | | 7. Mergers and Corporate Restructurings | 1 |
| | | | | | 1 | | 7. Mutual Fund Proxies | 1 |
| | | | | | 1 | | 7. Social and Environmental Issue s | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 7. Social and Environmental Issues | 5 |
| 11/29/23 | | 497 | | | | 1 | | 8. Foreign Private Issuers Listed on U.S. Exchanges | 1 |
| 1/26/24 | | 485BPOS | | | | 1 | | 8. Mutual Fund Proxies | 6 |
| 11/29/23 | | 497 | | | | 1 | | 8. Social and Environmental Proposals | 1 |
| | | | | | 1 | | 8. State of Incorporation | 1 |
| | | | | | 1 | | 9. Corporate Responsibility & Accountability | 1 |
| | | | | | 1 | | 9. Mutual Fund Proxies | 1 |
