| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/26/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 17 |
| 4/26/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 13 |
| 4/26/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 26 |
| 3/12/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 635 |
| | |
| | 8-K Items: |
| 5/9/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 35 |
| 10/15/10 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 5 |
| 8/9/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 1/31/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 139 |
| 3/7/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 30 |
| 11/2/10 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 4 |
| 9/10/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 21 |
| 2/28/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 69 |
| 10/5/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 18 |
| 10/5/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 18 |
| 12/14/15 | OLD | | " | | | • | Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08 OLD | 1 |
| 1/31/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 116 |
| 3/12/24 | | | Events: | • | Other Events — Item 8.01 | 291 |
| 3/12/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 472 |
| | |
|
| 3/4/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 40 |
| 3/1/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 30 |
| 2/15/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 3 |
| 2/15/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 24 |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 50 |
| 11/2/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 74 |
| 11/17/22 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 11/14/22 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 14 |
| 10/19/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 34 |
| 9/10/20 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 9/9/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 38 |
| 2/13/20 | OLD | | 15-15D | | Update: | | Notices of Suspensions of Duty to File Reports — Form 15 OLD | 4 |
| 2/13/20 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 6 |
| 1/16/20 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 2 |
| 1/15/20 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 11 |
| 6/26/19 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 41 |
| 2/13/19 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 8 |
| 6/26/18 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 9 |
| 8/10/17 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
| 7/20/17 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 2 |
| 11/18/16 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 19 |
| 3/2/16 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 24 |
| 7/6/15 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD | 5 |
| 6/29/15 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 9 |
| 2/19/15 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 1/21/14 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 5 |
| 9/30/13 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 5 |
| 2/14/13 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 3 |
| 3/7/11 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
| 3/4/11 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 5 |
| 3/4/11 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 2 |
| 2/1/10 | OLD | | APP ORDR | | SEC: | | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 |
| 1/5/10 | OLD | | APP NTC | | SEC: | | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 |
| 11/25/09 | OLD | | 40-APP | | Registration: | | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 5 |
| 1/29/09 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 5 |
| 9/17/08 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 26 |
| 4/27/05 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 6 |
| 5/23/03 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 2/3/03 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 3/18/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
| 4/6/00 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 3 |
| 4/4/00 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 9 |
| | |
| | Letters: |
| 3/1/18 | OLD | | COVER | | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 8 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 50 |
| | |
| | General Exhibits: |
| 3/7/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 201 |
| 3/7/24 | | | EX-5 | | Opinions of Counsel re: Legality | 78 |
| 3/7/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 86 |
| 3/4/24 | | | EX-FILING FEES | | Filing Fees | 5 |
| 2/15/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/15/24 | | | EX-23 | | Consents of Experts and Counsel | 115 |
| 2/15/24 | | | EX-10 | | Material Contracts | 512 |
| 2/15/24 | | | EX-21 | | Subsidiaries Lists | 25 |
| 10/5/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 50 |
| 11/17/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 65 |
| 8/7/17 | OLD | | EX-24 | | Powers of Attorney OLD | 4 |
| 8/7/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 8 |
| 7/8/09 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 3 |
| | |
| | Additional Exhibits: |
| 3/12/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 726 |
| | |
| | Financials: |
| 4/26/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 9,804 |
| 4/26/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 765 |
| 4/26/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 113 |
| 4/26/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 155 |
| 3/12/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 163 |
| 2/15/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 172 |
| 2/15/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 166 |
| 6/4/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 34 |
| 5/5/16 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 4 |
| | |
| | Graphics: |
| 4/26/24 | | | GRAPHIC | | Photos, Images and Graphs | 7,552 |
