GT Biopharma, Inc. 

CA

  SEC # 109657

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772  SEC Filings   from  5/12/95  to  4/30/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/25/24 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  549 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/30/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	200
					8-K Items:
4/30/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	64
10/25/06	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
9/5/17	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
11/15/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	3
2/8/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	16
9/20/06	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
12/8/05	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
8/22/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
2/22/21	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	41
2/1/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
12/31/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
4/16/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
10/16/18	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
5/4/23	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	52
2/1/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	7
12/21/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	6
2/1/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	6
12/4/23			Events:			•	Other Events — Item 8.01	24
4/30/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	101
4/29/24			ARS		Update:		Annual Reports to Security Holders	2
4/29/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
4/29/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	18
3/26/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	26
11/1/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	74
10/27/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	7
5/5/23	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
1/3/23	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
10/21/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	13
10/18/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	23
10/13/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	19
7/25/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	8
8/17/21	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	11
4/22/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	17
4/22/21	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
3/31/21	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	7
2/11/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
2/10/21	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
2/10/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
2/8/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/14/21	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	4
12/30/20	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	4
11/19/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	41
7/23/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
7/24/17	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/5/17	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statements — Schedule 14C  OLD	3
8/18/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	22
4/11/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	9
2/9/07	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	8
11/17/06	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
6/9/06	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
4/14/04	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
3/30/00	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
7/28/95	OLD		10-C		Update:		Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD	2
					General Exhibits:
4/30/24			EX-10		Material Contracts			218
3/26/24			EX-23		Consents of Experts and Counsel			72
2/1/24			EX-3		Articles of Incorporation/Organization and Bylaws			25
3/30/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			36
1/4/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			31
10/13/22	OLD		EX-FILING FEES		Filing Fees  OLD			2
2/8/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
11/14/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
8/23/16	OLD		EX-21		Subsidiaries Lists  OLD			21
3/31/15	OLD		EX-14		Codes of Ethics  OLD			3
11/20/95	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
2/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			129
					Financials:
4/30/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,044
4/30/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			102
4/30/24			EX-101.*		XBRL Data  (XBRL Files)			479
4/30/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			37
4/30/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			92
3/26/24			EX-31		Certifications — §302 – SOA’02			180
3/26/24			EX-32		Certifications — §906 – SOA’02			180
12/31/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
					Graphics:
4/29/24			GRAPHIC		Photos, Images and Graphs			578

Forms , Documents & Exhibits  in  224 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 36254L

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	43
8/15/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	108
5/4/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	41
1/26/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	8
2/8/08	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
4/14/04	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
10/19/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			22
10/19/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			9
					General Exhibits:
1/16/04	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
1/16/04	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
2/17/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4

        

Filings History

Year		# of Filings
2024		7
2023		31
2022		41
2021		50
2020		42
2019		36
2018		43
2017		41
2016		27
2015		17
2014		8
2013		2
2012		13
2011		32
2010		23
2009		13
2008		20
2007		42
2006		65
2005		49
2004		42
2003		31
2002		12
2001		7
2000		11
1999		9
1998		16
1997		9
1996		20
1995		13