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Mattersight Corp. 
 IL
  SEC # 1094348

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1,985  SEC Filings
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  from  11/5/99  to  8/30/18  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Mattersight Corp. 

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Forms
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, Documents
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& Exhibits
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 in  396 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/30/18 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/22/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
8/20/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 14
8/20/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 5
8/20/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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168

8-K Items: 
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4/26/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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19
8/20/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
8/20/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/14/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 63
4/26/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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10
12/22/11 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
8/20/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
2/24/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 7
8/20/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/15/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD 2
5/10/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
8/20/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/20/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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41
8/20/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
5/16/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
2/14/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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55
8/20/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
8/20/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 120

8/20/18 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 10
8/9/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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56
4/27/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 16
4/26/18 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
4/5/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
3/12/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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18
12/27/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
5/17/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
4/26/17 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
4/24/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
4/13/17 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
3/9/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
7/23/15 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
5/10/12 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
4/19/12 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
3/22/12 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
12/22/11 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
3/30/11 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/27/07 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
10/28/02 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
3/28/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
11/14/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
10/4/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
2/8/00 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
12/23/99 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 2

General Exhibits: 
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8/20/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
8/9/18 OLDEX-10Material Contracts  OLD 209
4/26/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
3/12/18 OLDEX-23Consents of Experts and Counsel  OLD 64
3/12/18 OLDEX-24Powers of Attorney  OLD 151
3/12/18 OLDEX-21Subsidiaries Lists  OLD 21
12/27/17 OLDEX-5Opinions of Counsel re: Legality  OLD 23
3/13/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 22
3/22/04 OLDEX-14Code of Ethics  OLD 1
3/20/01 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1

Additional Exhibits: 
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5/10/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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227

Financials: 
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8/9/18 OLDEX-31Certifications — §302 – SOA’02  OLD 124
8/9/18 OLDEX-32Certifications — §906 – SOA’02  OLD 62
8/9/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,978
8/9/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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37
8/9/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 180
8/9/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
30
11/13/01 OLDEX-12Statements re: Computations of Ratios  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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7

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8/9/18 OLDGRAPHICPhotos, Images and Graphs  OLD 1,086


Forms
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, Documents
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& Exhibits
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 in  1,611 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/23/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 18
8/22/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,387
8/20/18 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 10
8/20/18 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 9
8/20/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/4/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 81
4/26/18 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
4/26/18 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
2/13/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 33
6/9/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 48
4/19/12 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
4/3/12 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1

Letters: 
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4/20/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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5/23/17 OLDEX-24Powers of Attorney  OLD 471
12/22/11 OLDEX-10Material Contracts  OLD 5
12/31/01 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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8/20/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 49

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8/20/18 OLDGRAPHICPhotos, Images and Graphs  OLD 40


        

Filings History

Year    # of Filings
In descending order
2018 81
2017 83
2016 72
2015 110
2014 125
2013 114
2012 159
2011 97
2010 52
2009 70
2008 351
2007 220
2006 137
2005 97
2004 91
2003 51
2002 19
2001 35
2000 19
1999 2

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