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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 3/31/18 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
5/2/18 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 85 | ||||||
2/14/12 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 101 | ||||||
9/24/07 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 7 | ||||||
Form-Specific Documents: | |||||||||||
5/2/18 | OLD | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F OLD — | 21 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8/17/15 | 6/30/15 | 20 | of | 1,394 | $0 |
| B. Riley Wealth Advisors, Inc. [ formerly B. Riley Wealth Advisors ] |
Year | # of Filings | |
---|---|---|
2018 | 2 | |
2017 | 5 | |
2016 | 4 | |
2015 | 4 | |
2014 | 4 | |
2013 | 4 | |
2012 | 6 | |
2011 | 11 | |
2010 | 10 | |
2009 | 12 | |
2008 | 23 | |
2007 | 24 | |
2006 | 15 | |
2005 | 12 | |
2004 | 13 | |
2003 | 8 | |
2002 | 9 | |
2001 | 8 | |
2000 | 10 | |
1999 | 9 |