Karpus Management, Inc. 

NY

  SEC # 1048703

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3,210  SEC Filings   from  10/30/97  to  4/22/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed as:  Offerer / Owner — Re:  Nuveen New York Amt-Free Quality Municipal Income Fund
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Forms , Documents & Exhibits  in  3,202 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	1,822
4/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	1,149
2/13/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	82
1/23/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	34
4/26/18	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	8
4/26/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
4/13/18	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	24
7/18/17	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	42
7/7/17	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	16
6/14/13	OLD		13FCONP		Ownership:		Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management	1
11/24/10	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	38
9/22/05	OLD		DFRN14A		Proxy:		Definitive Revised Non-Management Proxy Statements — Schedule 14A  OLD	2
10/23/98	OLD		DEFC14C		Proxy:		Definitive Proxy Info Statement – Contested Solicitation — Schedule 14C  OLD	1
10/5/98	OLD		PREC14C		Proxy:		Preliminary Proxy Info Statement – Contested Solicitation — Schedule 14C  OLD	1
					Form-Specific Documents:
2/13/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			49
					General Exhibits:
4/22/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			7
1/19/24			EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession			1
					Additional Exhibits:
4/15/24			EX-99		Miscellaneous Exhibits, such as Press Releases			25
					Graphics:
3/4/24			GRAPHIC		Photos, Images and Graphs			22

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
4/24/24			3/31/24		8	of	721		$181,154		FL	Dakota Wealth Management

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		79
2023		111
2022		115
2021		131
2020		131
2019		89
2018		116
2017		99
2016		73
2015		73
2014		108
2013		87
2012		70
2011		148
2010		100
2009		89
2008		75
2007		95
2006		182
2005		199
2004		173
2003		159
2002		194
2001		152
2000		148
1999		107
1998		98
1997		9