Knauss Robert L 

TX

  SEC # 1045341

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43  SEC Filings   from  9/5/97  to  7/18/23  (9 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 7/14/23 — Filed as:  Owner / Insider — Re:  Equus Total Return, Inc.
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Forms , Documents & Exhibits  in  43 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/18/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	38
7/22/04	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
12/13/02	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					General Exhibits:
11/25/08	OLD		EX-24		Powers of Attorney  OLD			3
					Additional Exhibits:
2/18/03	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Power of Attorney			2

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2023		1
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2017		1
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2015		2
2014		1
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2011		2
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2009		3
2008		3
2007		1
2006		1
2005		3
2004		8
2003		2
2002		3
2001		3
2000		1
1999		4
1998		2
1997		2