| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 7/16/12 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 7/6/12 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 4 |
| 7/2/12 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 8 |
| 7/2/12 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
| 7/2/12 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 3 |
| 7/2/12 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 222 |
| | |
| | 8-K Items: |
| 1/30/12 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 33 |
| 3/23/10 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 2 |
| 12/5/07 | OLD | | " | | | • | Bankruptcy or Receivership — Item 1.03 OLD — ↓‘EX-2’ | 1 |
| 7/2/12 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 4/27/12 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD | 25 |
| 3/9/11 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 5 |
| 6/30/06 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
| 11/21/08 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 4 |
| 11/21/08 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 7/2/12 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 7/2/12 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 2 |
| 7/2/12 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 5 |
| 7/2/12 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 7/2/12 | OLD | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 22 |
| 7/2/12 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 3 |
| 12/15/06 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 6/29/12 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 2 |
| 12/1/11 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 90 |
| 7/2/12 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 30 |
| 7/2/12 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD | 156 |
| | |
|
| 5/25/12 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 5/21/12 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 10 |
| 5/8/12 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 45 |
| 4/30/12 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 16 |
| 3/8/12 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 3 |
| 11/28/11 | OLD | | 4 | | Ownership: | | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 OLD | 1 |
| 11/23/11 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 10 |
| 10/17/11 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 3 |
| 10/17/11 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 10/7/11 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communication by an Issuer or Third Party — Schedule TO OLD | 1 |
| 3/4/11 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 9 |
| 2/1/11 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 9/1/10 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 4/23/10 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 15 |
| 3/3/10 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 3/2/10 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 5 |
| 3/2/10 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 8 |
| 2/25/10 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statement — Schedule 14A OLD | 1 |
| 10/5/09 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 9/4/09 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 8/7/09 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 8/3/09 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 3 |
| 7/27/09 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 OLD | 1 |
| 4/16/09 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 3 |
| 3/3/09 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 10 |
| 1/14/08 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 3 |
| 11/20/07 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 6 |
| 7/5/05 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 4 |
| 10/16/02 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 2 |
| 3/7/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 5 |
| 2/28/02 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 10/17/97 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 8/19/97 | OLD | | 10-12B | | Registration: | | Registration Statements — Form 10 OLD | 2 |
| | |
| | Letters: |
| 3/6/03 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | General Exhibits: |
| 7/2/12 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 31 |
| 4/30/12 | OLD | | EX-10 | | Material Contracts OLD | 177 |
| 2/24/12 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 83 |
| 2/24/12 | OLD | | EX-24 | | Powers of Attorney OLD | 53 |
| 2/24/12 | OLD | | EX-21 | | Subsidiaries Lists OLD | 19 |
| 1/30/12 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 53 |
| 1/30/12 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 15 |
| 4/23/10 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 20 |
| 3/11/10 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 8 |
| 3/6/07 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 9/17/02 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 4 |
| 3/10/00 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 3 |
| | |
| | Additional Exhibits: |
| 7/2/12 | OLD | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Acquisition Agreement; 4 Articles of Incorporation/Organization; 1 Bylaws; 1 Custodian Contract; 1 Distribution Plan — Rule 12b-1 – ICA’40; 1 Distributor Contract; 1 Instrument Defining the Rights of Security Holders; 1 Investment Advisor Contract; 1 Officer & Director Benefits; 1 Opinion of Counsel re: Legality; 1 Opinion of Counsel re: Tax Matters; 1 Other Consent; 1 Other Contract; 1 Other Financial Statement; 1 Power of Attorney; 1 Proxy Info or Material; 1 Voting Trust Agreement (20 total) | 353 |
| | |
| | Financials: |
| 5/8/12 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 82 |
| 5/8/12 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 80 |
| 5/8/12 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 454 |
| 5/8/12 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 8 |
| 5/8/12 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 48 |
| 5/8/12 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 8 |
| 4/27/10 | OLD | | EX-18 | | Letters re: Changes in Accounting Principles and Practices OLD | 2 |
| 2/19/09 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 10 |
| 10/27/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 16 |
| | |
| | Graphics: |
| 7/2/12 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 179 |
