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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘485APOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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2/12/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 122 | |||||||
2/9/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 524 | |||||||
8/15/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 3 | ||||||
11/19/13 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 43 | ||||||
Form-Specific Documents: | |||||||||||
2/12/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 43 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
5/17/23 | 3/31/23 | 25 | of | 7,334 | $1 |
| Advisory Services Network, LLC | |||||||
2/14/23 | 12/31/22 | 4 | of | 105 | $4 |
| Phillips Wealth Planners LLC | |||||||
2/15/17 | 12/31/16 | 38 | of | 5,473 | $0 |
| D.A. Davidson & Co. |
Year | # of Filings | |
---|---|---|
2024 | 15 | |
2023 | 17 | |
2022 | 8 | |
2021 | 12 | |
2020 | 15 | |
2019 | 16 | |
2018 | 15 | |
2017 | 14 | |
2016 | 17 | |
2015 | 17 | |
2014 | 16 | |
2013 | 20 | |
2012 | 42 | |
2011 | 57 | |
2010 | 44 | |
2009 | 47 | |
2008 | 58 | |
2007 | 53 | |
2006 | 43 | |
2005 | 59 | |
2004 | 27 | |
2003 | 29 | |
2002 | 31 | |
2001 | 17 | |
2000 | 9 | |
1999 | 7 | |
1998 | 2 | |
1997 | 5 |