Advisorone Funds 

NE

  SEC # 1029068

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1,116  SEC Filings   from  1/29/97  to  9/23/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Advisorone Funds

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Forms , Documents & Exhibits  in  1,116 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/23/22	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
9/6/22	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
8/9/22	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	19
6/28/22	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
1/25/22	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	22
1/10/22	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	35
12/29/21	OLD		NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD	47
12/6/21	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	4
11/29/21	OLD		N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN  OLD	4
11/26/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	42
11/10/21	OLD		497		Registration:		Definitive Materials  OLD  — Financial Reports	187
9/29/21	OLD		NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD	27
9/13/21	OLD		485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports	94
9/10/21	OLD		497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary  OLD	172
7/27/21	OLD		24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD	46
7/9/21	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	38
12/7/20	OLD		N-MFP2		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD	51
11/4/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	7
9/4/20	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	22
7/31/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
7/20/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	8
3/27/20	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	59
3/14/19	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	11
2/1/19	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	41
10/15/18	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	2
6/29/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	42
1/2/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	40
10/6/16	OLD		N-MFP1		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD	6
4/6/16	OLD		N-MFP		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD	52
2/1/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
11/25/15	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
9/30/14	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	2
12/21/11	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
9/28/09	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
9/2/09	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
3/27/07	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
2/13/07	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
9/25/06	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	6
5/4/06	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD	2
4/26/06	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	3
12/30/05	OLD		NT-NSAR		Update:		Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25  OLD	9
10/8/04	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	4
7/18/03	OLD		40-17F1		Update:		Certificate of Accounting of Securities of an Investment Company in the Custody of Members of National Securities Exchanges — Form N-17f-1  OLD	1
2/4/03	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
2/4/03	OLD		ADN-MTL		Registration:		Additional or Detached Material for which No Rule or Regulation Applies or No Specific Form is Prescribed  OLD	1
12/30/02	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	17
7/7/00	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
11/16/98	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
6/30/98	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
4/14/97	OLD		N-1A EL		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	2
1/29/97	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Form-Specific Documents:
9/29/21	OLD		NPORT-EX		Portfolio Holdings Schedules — Form N-PORT  OLD			27
					General Exhibits:
3/14/19	OLD		EX-14		Codes of Ethics  OLD			3
3/14/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
7/19/01	OLD		EX-17		Correspondence re: Departures of Directors  OLD			6
12/29/99	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
5/19/99	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
5/19/99	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
4/23/99	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
4/23/99	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			3
4/23/99	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
4/23/99	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
8/19/98	OLD		EX-10		Material Contract  OLD			1
1/29/97	OLD		EX-9		Voting Trust Agreements  OLD			2
					Additional Exhibits:
1/10/22	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Acquisition Agreements;  1 Custodian Contract;  4 Investment Advisor Contracts;  2 Opinions of Counsel re: Legality;  1 Opinion of Counsel re: Tax Matters;  1 Other Consent;  1 Power of Attorney;  2 Proxy Info and Materials;  1 Voting Trust Agreement — Form N-1A:  21 Codes of Ethics;  18 Custodian Agreements;  22 Distribution Plans — Rule 12b-1 – ICA’40;  48 Investment Advisor Contracts;  17 Multiple-Classes Plans — Rule 18f-3 – ICA’40;  58 Opinions of Counsel re: Legality;  84 Other Material Contracts;  59 Other Opinions;  23 Underwriter Contracts — Form N-6:  1 Administrator Contract;  2 Other Material Contracts;  1 Redemption Procedure — Form N-CSR:  132 Certifications — §302 – SOA’02;  71 Certifications — §906 – SOA’02;  33 Codes of Ethics — Form N-SAR:  29 Accountants’ Reports re: Internal Controls;  1 Legal Proceeding;  1 Letter re: a Change in Accountant;  5 Matters Submitted to Votes of Security Holders;  1 Merger Info  (642 total)			769
					Investment Company Exhibits:
11/29/21	OLD		INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls  OLD			6
					Financials:
9/13/21	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			189
9/13/21	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			257
9/13/21	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			45
3/14/19	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			2
3/14/19	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			3
3/14/19	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
4/10/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			36
7/24/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			82
8/19/98	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
8/19/98	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			3
					Graphics:
1/25/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3,109

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2022		7
2021		44
2020		79
2019		63
2018		56
2017		38
2016		55
2015		83
2014		104
2013		100
2012		76
2011		38
2010		24
2009		40
2008		18
2007		30
2006		36
2005		42
2004		30
2003		22
2002		26
2001		30
2000		29
1999		19
1998		19
1997		8