Advisors Series Trust 

WI

  SEC # 1027596

        

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6,445  SEC Filings   from  12/5/96  to  5/13/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-CEN’ — Annual Report by an Investment Company — Form N-CEN — for 2/29/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Advisors Series Trust

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Forms , Documents & Exhibits  in  6,439 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/13/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	52
5/9/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	400
5/2/24			497J		Registration:		Certifications of No Change in Definitive Materials	364
4/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	565
4/29/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	285
4/26/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	714
4/24/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations    — Financial Reports	753
4/4/24			497		Registration:		Definitive Materials — Financial Reports	759
4/3/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	355
3/25/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	275
10/17/23			AW		Registration:		Amendment Withdrawal Requests	12
9/8/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	99
8/31/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	402
8/17/23			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	186
8/11/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	25
7/28/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	23
6/7/23			40-17G		Update:		Fidelity Bonds for Investment Companies	29
1/9/23	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	215
11/3/22	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	3
10/27/22	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
3/16/22	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	27
12/13/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	12
11/30/21	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendments  OLD	7
11/18/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	22
11/12/21	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	14
4/29/20	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	563
8/16/19	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	13
8/6/19	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
6/29/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	195
5/30/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	176
7/20/16	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
7/30/14	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/22/12	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
4/24/12	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
3/10/08	OLD		NT-NCSR		Update:		Notices of Late Filings of Form N-CSR Shareholder Reports — Form 12b-25  OLD	2
12/29/04	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	5
3/29/04	OLD		486BPOS		Registration:		Post-Effective Amendments of Form N-2 Registrations  OLD	2
3/2/04	OLD		AW WD		Registration:		Amendment Withdrawal Request – Withdraw Duplicate  OLD	1
9/18/03	OLD		N-14AE		Registration:		Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14  OLD	3
6/9/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	139
12/27/01	OLD		NT-NSAR		Update:		Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25  OLD	17
6/8/01	OLD		DEFS14A		Proxy:		Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD	4
5/21/01	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	4
10/25/00	OLD		40-17F2		Update:		Certificate of Accounting of Securities in the Custody of an Investment Company — Form N-17f-2  OLD	1
8/31/99	OLD		NTFNSAR		Update:		Notice of a Late Filing of a Form N-SAR Semi-Annual Report (Late Notice) — Form 12b-25  OLD	1
8/10/98	OLD		PREM14A		Proxy:		Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
3/3/97	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
2/28/97	OLD		N-1A EL		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	3
12/5/96	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
11/10/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			73
					Form-Specific Documents:
4/29/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			285
					General Exhibits:
3/16/22	OLD		EX-14		Codes of Ethics  OLD			11
11/22/19	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			2
3/27/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
8/23/13	OLD		EX-9		Voting Trust Agreement  OLD			1
10/12/04	OLD		EX-17		Correspondence re: Departures of Directors  OLD			4
6/2/99	OLD		EX-23		Consents of Experts and Counsel  OLD			5
4/29/99	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
3/19/98	OLD		EX-10		Material Contracts  OLD			2
					Additional Exhibits:
5/9/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Distributor Contract;  3 Opinions of Counsel re: Legality;  4 Opinions of Counsel re: Tax Matters;  5 Other Consents;  1 Other Contract;  9 Proxy Info and Materials — Form N-1A:  1 Bylaws;  13 Codes of Ethics;  3 Custodian Agreements;  11 Distribution Plans — Rule 12b-1 – ICA’40;  15 Investment Advisor Contracts;  6 Multiple-Classes Plans — Rule 18f-3 – ICA’40;  18 Opinions of Counsel re: Legality;  27 Other Material Contracts;  72 Other Opinions;  8 Underwriter Contracts — Form N-2:  1 Code of Ethics — Form N-6:  5 Contracts;  20 Other Material Contracts;  2 Other Opinions;  3 Participation Agreements — Form N-8B-2:  2 Codes of Ethics — Forms N-8B-2 & S-6:  1 Other Agreement — Form N-CSR:  1,285 Certifications — §302 – SOA’02;  743 Certifications — §906 – SOA’02;  367 Codes of Ethics — Form N-SAR:  160 Accountants’ Reports re: Internal Controls;  33 Certifications — §302 – SOA’02;  1 Change in Control;  1 Late-Filing Report — Reg. S-K – Item 405;  1 Legal Proceeding;  8 Letters re: Changes in Accountants;  21 Matters Submitted to Votes of Security Holders;  1 Merger Info;  58 Other Disclosures;  2 Other Info;  1 Policies re: Security Investments;  93 Revaluations of Assets and Restatements of Capital Shares Accounts;  1 Terms of New or Amended Securities — Form S-6:  1 Opinion of Counsel re: Legality;  1 Other Opinion  (3,009 total)			4,808
					Investment Company Exhibits:
5/13/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			50
2/16/21	OLD		FINANCIAL SUPPORT		Provision of Financial Support  OLD			1
					Financials:
4/24/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,685
4/24/24			EX-101.*		XBRL Data  (XBRL Files)			2,445
4/24/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			87
4/24/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			422
3/16/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
3/16/22	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			9
3/16/22	OLD		EX-12		Statements re: Computations of Ratios  OLD			8
2/28/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			294
11/10/21	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
1/2/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			130
					Graphics:
5/9/24			GRAPHIC		Photos, Images and Graphs			8,160

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
5/15/24			3/31/24		25	of	1,837		$5		CA	Penserra Capital Management LLC

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  3 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/9/24			SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G	1
8/7/14	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
7/29/14	OLD		PREN14A		Proxy:		Preliminary Non-Management Proxy Statement — Schedule 14A  OLD	1
					Additional Exhibits:
2/9/24			EX-99		Miscellaneous Exhibit			1
					Graphics:
8/7/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2024		127
2023		356
2022		368
2021		379
2020		429
2019		292
2018		275
2017		324
2016		348
2015		337
2014		371
2013		349
2012		323
2011		268
2010		212
2009		165
2008		147
2007		143
2006		182
2005		170
2004		175
2003		129
2002		136
2001		118
2000		97
1999		109
1998		85
1997		29
1996		2