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HMT Technology Corp. 
 CA
  SEC # 1005967

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129  SEC Filings
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  from  5/29/96  to  2/9/01  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Summit Ventures III LP 
 
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Filings
involving  HMT Technology Corp. 

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Forms
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, Documents
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& Exhibits
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 in  86 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/3/00 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/20/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 12
8/11/00 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 15
6/13/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
5/12/00 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
5/1/00 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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3
11/4/99 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
6/28/99 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
2/12/99 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
11/4/98 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 29
6/15/98 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 4
3/16/98 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
8/14/97 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
8/13/97 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
4/24/97 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/7/96 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2

General Exhibits: 
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6/13/00 OLDEX-23Consents of Experts and Counsel  OLD 16
6/9/00 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
11/12/99 OLDEX-10Material Contracts  OLD 8
11/4/99 OLDEX-5Opinions of Counsel re: Legality  OLD 5
8/13/97 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
6/30/97 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
4/2/97 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
4/2/97 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
6/7/96 OLDEX-26Invitation for Competitive Bids  OLD 1

Additional Exhibits: 
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5/8/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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5

Financials: 
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8/11/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 21
11/6/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 12
4/2/97 OLDEX-12Statements re: Computations of Ratios  OLD 2


Forms
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, Documents
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& Exhibits
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 in  55 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 26
10/3/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 25
5/16/00 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
5/16/00 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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5/16/00 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
5/16/00 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
5/16/00 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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2/14/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4


        

Filings History

Year    # of Filings
In descending order
2001 2
2000 46
1999 12
1998 24
1997 38
1996 7

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