“John Carroll”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  4/25/24  as  ↓Signatory

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“John Carroll” has been a Group Member with  one  Filer:

        

“John Carroll” has/had a Group Member interest in  one  Issuer:

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“John Carroll” has been a Signatory for/with  7  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
4/25/24		TX	Waste Management Inc.	5	10-Q	—
3/29/23		LA	Entergy Corp.	1	8-K	—
3/29/23		LA	Entergy Louisiana, LLC	1	8-K	—
3/7/23		TX	Carroll John A.	1	3	TX	Waste Management Inc.
9/29/20		NY	Act II Global LLC	1	SC 13G/A	IL	Whole Earth Brands, Inc.
12/2/16		NY	Carroll John	30	3		Korea Fund Inc.
1/31/08		NY	Carroll John	1	3	NJ	Hain Celestial Group Inc.

“John Carroll” has/had a Signatory interest in  33  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
3/7/23		TX	Waste Management Inc.	1	3	TX	Carroll John A.
9/29/20		IL	Whole Earth Brands, Inc.	1	SC 13G/A	NY	Act II Global LLC
12/2/16			Korea Fund Inc.	1	3	NY	Carroll John
5/21/15		MA	Virtus Diversified Income & Convertible Fund	1	3	NY	Carroll John
3/20/14		MA	China Fund Inc.	1	3	NY	Carroll John
3/3/14		MA	Taiwan Fund Inc.	1	3	NY	Carroll John
1/28/13		NY	PIMCO Dynamic Credit & Mortgage Income Fund	1	3	NY	Carroll John
5/24/12		NY	PIMCO Dynamic Income Fund	1	3	NY	Carroll John
2/29/12		MA	Virtus Dividend, Interest & Premium Strategy Fund	1	3	NY	Carroll John
2/29/12		MA	Virtus Convertible & Income Fund	1	3	NY	Carroll John
2/29/12		MA	Virtus Convertible & Income Fund II	1	3	NY	Carroll John
2/29/12		MA	Virtus Equity & Convertible Income Fund	1	3	NY	Carroll John
2/29/12		NY	AllianzGI International & Premium Strategy Fund	1	3	NY	Carroll John
2/29/12		NY	AllianzGI Global Equity & Convertible Income Fund	1	3	NY	Carroll John
2/29/12		NY	PCM Fund, Inc.	1	3	NY	Carroll John
2/29/12		NY	Pimco California Municipal Income Fund	1	3	NY	Carroll John
2/29/12		NY	Pimco California Municipal Income Fund II	1	3	NY	Carroll John
2/29/12		NY	Pimco California Municipal Income Fund III	1	3	NY	Carroll John
2/29/12		NY	Pimco Corporate & Income Strategy Fund	1	3	NY	Carroll John
2/29/12		NY	Pimco Corporate & Income Opportunity Fund	1	3	NY	Carroll John
			More...  Please Sign In to list all 33 of them.