“SC Fundamental LLC Employee Savings & Profit Sharing Plan”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  1/6/20  as  Registrant

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“SC Fundamental LLC Employee Savings & Profit Sharing Plan” has been a Group Member with  3  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
10/4/13		NY	SC Fundamental Value Fund, L.P.	14	SC 13D/A	MA	Paratek Pharmaceuticals, Inc.
2/13/09		NY	SC Fundamental LLC	18	SC 13G/A	NJ	Mdu Communications International Inc.
3/26/01		NY	SC Fundamental Inc.	5	SC 13D/A		Esg Re Ltd.

“SC Fundamental LLC Employee Savings & Profit Sharing Plan” has/had a Group Member interest in  9  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
10/4/13		MA	Paratek Pharmaceuticals, Inc.	4	SC 13D/A	NY	SC Fundamental Value Fund, L.P.
11/22/11		NJ	Mdu Communications International Inc.	6	SC 13G/A	NY	SC Fundamental Value Fund, L.P.
11/18/11		WA	First Financial Northwest, Inc.	3	SC 13G/A	NY	SC Fundamental Value Fund, L.P.
2/12/10		KY	Pomeroy It Solutions Inc.	2	SC 13G/A	NY	SC Fundamental Value Fund, L.P.
2/12/10		FL	Bluegreen Vacations Holding Corp.	3	SC 13G/A	NY	SC Fundamental Value Fund, L.P.
2/14/08		CA	ECC Capital Corp.	2	SC 13G/A	NY	SC Fundamental LLC
2/14/07		CA	Endocare Inc.	3	SC 13G/A	NY	SC Fundamental LLC
4/22/05		NY	Delta Financial Corp.	1	SC 13G/A	NY	SC Fundamental LLC
3/10/03			Esg Re Ltd.	13	SC 13D/A	NY	SC Fundamental LLC

“SC Fundamental LLC Employee Savings & Profit Sharing Plan” has been a Group Member with  15  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
10/4/13		NY	David A. Hurwitz	17	SC 13D/A	NY	SC Fundamental Value Fund, L.P.	MA	Paratek Pharmaceuticals, Inc.
		NY	Bird, John T.	23
		NY	Koffler, Neil H.	37
		NY	Collery, Peter M.	37
		NY	SC Fundamental LLC	20
		NY	SC Fundamental Value Fund, L.P.	29
8/29/13		NY	Fundamental Value Fund, L.P.	1	SC 13D/A	NY	SC Fundamental Value Fund, L.P.	MA	Paratek Pharmaceuticals, Inc.
11/22/11		NY	PMC — Bvi, Inc.	33	SC 13G/A	NY	SC Fundamental Value Fund, L.P.	NJ	Mdu Communications International Inc.
		NY	SC Fundamental BVI, Inc.	19
			SC Fundamental Value Bvi, Ltd.	33
		NY	SC-Bvi Partners	33
2/14/08		NY	SC Opportunity Fund L.P.	2	SC 13G/A	NY	SC Fundamental LLC	CA	ECC Capital Corp.
		CA	SC Opportunity LLC	2
3/4/04		•	SC Fundamental Value Bvi, Inc.	14	SC 13G	NY	SC Fundamental LLC	CA	Endocare Inc.
3/26/01		NY	SC Fundamental Inc.	5	SC 13D/A	NY	SC Fundamental Inc.		Esg Re Ltd.