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Richard O’Brien

As a Name:  Registrant, Group Member and/or Signatory


        

Latest Filing:  4/26/24  as  ↓Signatory


As:  Registrant

8/19/99  
 PA
 
Obrien Richard [ Director – Tremont Advisers Inc. ]


        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

• List all Filings as Group Member
• Search Recent Filings (as Group Member) for “Richard O’Brien

Richard O’Brien” has been a Group Member with  one  Filer:


        
As OfFiler    Filings    
  #        Latest      
Issuer    
(Primary)    
 
10/9/01 
 AK
 
Swink James D Jr.  1  SC 13D/A 
 TX
 
Nuo Therapeutics, Inc.

Richard O’Brien” has/had a Group Member interest in  one  Issuer:

As OfIssuer    Filings    
  #        Latest      
With Filer    
(Primary)    
 
10/9/01 
 TX
 
Nuo Therapeutics, Inc.  1  SC 13D/A 
 AK
 
Swink James D Jr.

Richard O’Brien” has been a Group Member with  10  other Group Members:

As OfGroup Member    Filings    
  #        Latest      
With Filer    
(Primary)    
Issuer    
(Primary)    
In descending order 
10/9/01• Bart Barnwell  1  SC 13D/A 
 AK
 
Swink James D Jr. 
 TX
 
Nuo Therapeutics, Inc.
• BDR Consulting, Inc. (Jim D. Swink, Jr.)  1
 AK
 
Charles Worden  1
 TX
 
David Alexander  1
 FL
 
David Crews  1
• Dennis Hendren  1
• Lewis Pollack  1
 NY
 
Robert Burkett  1
• Robert McHenry  1
• Sidney Dabbs  1


As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

• List all Filings as Signatory
• Search Recent Filings (as Signatory) for “Richard O’Brien

Richard O’Brien” has been a Signatory for/with  11  Filers:


        
As OfFiler    Filings    
  #        Latest      
Issuer    
(Primary)    
In descending order 
4/26/24 
 AZ
 
Selected American Shares Inc.  6  485BPOS New Filing!  —
4/26/24 
 AZ
 
Selected International Fund, Inc.  6  485BPOS New Filing!  —
4/26/24 
 AZ
 
Clipper Funds Trust  4  485BPOS New Filing!  —
4/18/24 
 MN
 
Northern States Power Co.  1  S-3ASR  —
4/18/24 
 WI
 
Northern States Power Co./WI  1  S-3ASR  —
4/18/24 
 CO
 
Public Service Co. of Colorado  1  S-3ASR  —
4/18/24 
 TX
 
Southwestern Public Service Co.  1  S-3ASR  —
4/18/24 
 MN
 
Xcel Energy Inc.  6  S-3ASR  —
3/30/20 
 CO
 
Obrien Richard T  3  4 
 MN
 
Xcel Energy Inc.
8/19/99 
 PA
 
Obrien Richard  1  3 
 NY
 
Tremont Advisers Inc.
8/19/99 
Flag of Bermuda emoji
 
Mutual Risk Management Ltd.  1  3 
 NY
 
Tremont Advisers Inc.

Richard O’Brien” has/had a Signatory interest in  3  Issuers:

As OfIssuer    Filings    
  #        Latest      
With Filer    
(Primary)    
In descending order 
3/30/20 
 MN
 
Xcel Energy Inc.  2  4 
 CO
 
Obrien Richard T
9/30/05 
 CO
 
Newmont Corp./DE  1  3 
 CO
 
Obrien Richard T
8/19/99 
 NY
 
Tremont Advisers Inc.  2  3 
 PA
 
Obrien Richard

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