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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/18/13 Biodelivery Sciences Int’l Inc. CORRESP¶ 1/17/14 1:7K Donnelley … Solutions/FA
12/18/13 Fullnet Communications Inc. CORRESP¶ 1/17/14 1:5K Shurley Patricia R
12/18/13 Intra-Cellular Therapies, Inc. CORRESP¶ 1/17/14 1:9K Donnelley … Solutions/FA
12/17/13‡ Ameriprise Financial Inc. CORRESP¶ 1/17/14 1:68K
12/16/13 SuperCom Ltd. CORRESP¶ 1/17/14 1:50K Z-K Global Ltd./FA
12/13/13 Hyster-Yale Materials Handli… Inc CORRESP¶ 1/17/14 1:65K Donnelley … Solutions/FA
12/13/13 Arias Intel Corp. CORRESP¶ 1/17/14 1:8K Ezjr Inc.
12/9/13 SuperCom Ltd. CORRESP¶ 1/17/14 1:34K Z-K Global Ltd./FA
12/6/13 Donaldson Co. Inc. CORRESP¶ 1/17/14 1:30K American Fin’l P… Inc/FA
12/4/13 Ocwen Financial Corp. CORRESP¶ 1/17/14 1:53K Borer Fin’l Comms, Inc.
12/2/13 Hyster-Yale Materials Handli… Inc CORRESP¶ 1/17/14 1:61K Donnelley … Solutions/FA
11/25/13 Arias Intel Corp. CORRESP¶ 1/17/14 1:50K Ezjr Inc.
11/25/13 SuperCom Ltd. CORRESP¶ 1/17/14 1:52K Z-K Global Ltd./FA
11/6/13 Ener-Core, Inc. CORRESP¶ 1/17/14 1:26K Toppan Merrill/FA
10/30/13‡ Arias Intel Corp. CORRESP¶ 1/17/14 1:69K Ezjr Inc.
10/10/13 Ocwen Financial Corp. CORRESP¶ 1/17/14 1:64K Borer Fin’l Comms, Inc.
10/10/13 Ameriprise Financial Inc. CORRESP¶ 1/17/14 1:123K Toppan Merrill/FA
10/7/13 Ener-Core, Inc. CORRESP¶ 1/17/14 1:73K Toppan Merrill/FA
9/19/13 Ener-Core, Inc. CORRESP¶ 1/17/14 1:42K Toppan Merrill/FA
8/28/13‡ Ener-Core, Inc. CORRESP¶ 1/17/14 1:2.5M Toppan Merrill/FA
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Type: | | CORRESP | Comment-Response or Other Letter to the SEC. | | ¶ | This Filing contains a delayed-release Document. |
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