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For Period End 8/24/23
24
AUG


        

699  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/19/24  Gaucho Group Holdings, Inc.       8-K/A:5     8/24/23   10:199K                                   M2 Compliance LLC/FA     
 1/17/24  Wilson Howard                     4/A        Officer²    1:9K   PagerDuty, Inc.                   Solium Capital Inc.      
11/30/23  McAndrew Paul                     4/A        Officer²    1:4K   Mueller Water Products, Inc.      CT’s hCue/FA             
11/17/23  Peterson Douglas L.               4          Dir.,Off.²  1:13K  S&P Global Inc.                   S&P Global Inc.          
10/13/23  Green Jeffrey D                   4          Director²   1:7K   HomeStreet, Inc.                  HomeStreet, Inc.         
 9/28/23  Central Puerto S.A.               6-K         8/24/23    1:1.7M                                   Blueprint/FA             
 9/21/23  Principal Funds, Inc.             DEF 14C     8/24/23    1:278K                                                            Diversified Income Fund (f/k/a Global Diversified Income Fund)
 9/21/23  FT 10924                          24F-2NT     8/24/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 9/21/23  FT 9539                           24F-2NT     8/24/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 9/21/23  FT 9636                           24F-2NT     8/24/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 9/15/23  Wright William H II               3          Director²   2:68K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Sachs Adam Ross                   3          Officer²    2:68K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Parker Daniel Gary                3          Other²      2:67K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Hurley Brian                      3          Officer²    2:68K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Tushaus Casey                     3          Officer²    2:68K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Berry Chloe                       3          Off.,Other² 2:67K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Balaji Hrishikesh                 3          Other²      2:67K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Garetano Sam                      3          Other²      2:67K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Goldman Heather S.                3          Director²   2:68K  Brookfield Infrastructure In… Inc SEC Connect              
 9/14/23  Kuczmarski Edward A               3          Director²   2:68K  Brookfield Infrastructure In… Inc SEC Connect              
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 ¹  Filing/Form Types: 
Type emoji
-A
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  DEF 14C    Definitive Proxy Info Statement — Schedule 14C.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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