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For Period End 1/8/19
8
JAN


        

699  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  6/3/20  Takeda Pharmaceutical Co. Ltd.    3          10% Owner²  1:4K   Translate Bio, Inc.                                        
 1/24/20  McDowell Donald James             4/A        Dir.,Off.²  1:10K  Timberline Resources Corp.        Osterberg Steven A.      
 1/13/20  Riot Platforms, Inc.              8-K:1,8,9    1/8/19    3:56K                                    Edgar Tech & Bus… Inc/FA 
12/20/19  Yurkowsky Michael                 4          Director²   1:6K   Innoveren Scientific, Inc.        M2 Compliance LLC/FA     
12/20/19  Yurkowsky Michael                 3          Director²   1:5K   Innoveren Scientific, Inc.        M2 Compliance LLC/FA     
11/13/19  Knight Nate                       4          Dir.,Off.²  1:4K   United Health Products, Inc.      Discount Edgar/FA        
 4/29/19  Horne William E                   4®         Dir.,Off.²  1:5K   Innoveren Scientific, Inc.        M2 Compliance LLC/FA     
 8/12/19  Flores Kathryn Quadracci          4          Director²   1:13K  Quad/Graphics, Inc.               Computershare Inc.       
  7/2/19  Juster Kristine L                 4          Dir.,Off.²  2:13K  Kimball International Inc.                                 
 6/10/19  Ceed2Med LLC                      3/A        10% Owner²  1:4K   Panacea Life Sciences Holdin… Inc SEC Connect              
 6/10/19  Ceed2Med LLC                      3          10% Owner²  1:3K   Panacea Life Sciences Holdin… Inc SEC Connect              
  6/3/19  Carosella Deborah D               4          Director²   1:4K   Lifecore Biomedical, Inc./DE      Workiva Inc Wde… FA01/FA 
 5/13/19  Fetter Trevor                     4          Director²   1:5K   Hartford Fin’l Svcs Group, Inc.   Garcia Walter/FA         
  5/2/19  Spring Pharmaceutical Group, Inc. 8-K:8        1/8/19    1:20K                                    Southridge Svcs Inc./FA  
 4/30/19  Battery Ventures IX, L.P.         4          Dir.,%Own.² 1:20K  Champions Oncology, Inc.          Section16 Direct/FA      
          Agrawal Neeraj
          Battery Investment Partners IX, LLC
          Battery Management Corp.
          Battery Partners IX, LLC
          Brown Michael Maurice
          Feldman Jesse
          Lee Roger H
          Tabors R David
          Tobin Scott R
 4/29/19  Horne William B.                  4          Dir.,Off.²  1:5K   Innoveren Scientific, Inc.        M2 Compliance LLC/FA     
 4/23/19  United Rentals, Inc.              8-K/A:5,9    1/8/19    2:115K                                   Donnelley … Solutions/FA 
          United Rentals North America Inc.
 3/26/19  Gibson James E                    4/A        Officer²    1:5K   Calavo Growers Inc.               Troy & Gould Pr… Corp/FA 
 3/21/19  Getman George J                   4/A        Officer²    1:6K   Community Bank System, Inc.       Computershare Inc.       
 3/20/19  Zwickert Kathleen                 3          Director²   2:8K   Avalara, Inc.                     Donnelley Fin’l S… 06/FA 
____________
 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ®  This Filing’s metadata was Corrected by the SEC and SEC Info, but not by other services.  See our Correction Policy.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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