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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/23/18 Stout Lonnie J II 4 Dir.,Off.² 1:6K J. Alexander’s Holdings, Inc. DONNELLEY FIN… File16/FA
9/29/17 Kepler Gust 4 D,O,%Owner² 1:7K Blackboxstocks Inc. Secs Transfer Corp./FA
5/24/17 Singh/Saharan Revocable Trust 3 10% Owner² 1:4K Nutanix, Inc. DONNELLEY FIN… File16/FA
5/24/17 Singh Ajeet 3 10% Owner² 1:6K Nutanix, Inc. DONNELLEY FIN… File16/FA
5/24/17 Saharan Renu 3 10% Owner² 1:6K Nutanix, Inc. DONNELLEY FIN… File16/FA
3/22/17 American Patriot Brands, Inc. 8-K:1,8 9/29/16 1:23K RDG Filings/FA
2/21/17 Morgan Stanley Bank of … 2016-C30 8-K/A:9 9/29/16 7:7.7M Nuvo Group, Inc./FA
1/23/17 Wells Fargo Com’l Mtge… 2016-LC24 8-K/A:9 9/29/16 2:8.4M Nuvo Group, Inc./FA
1/19/17 Seaman John A III 4 Officer² 1:6K C&F Financial Corp. DONNELLEY FIN… File16/FA
12/20/16 First Bancorp/PR 8-K/A:5 9/29/16 1:11K Donnelley Fi… Express/FA
12/5/16 News Corp. 8-K:5 9/29/16 1:54K
11/9/16 National CineMedia, LLC 10-Q 9/29/16 50:5.8M ActiveDisclosure/FA
11/8/16 Marcus Corp. 10-Q 9/29/16 39:3.8M Toppan Merrill/FA
11/8/16 National CineMedia, Inc. 10-Q 9/29/16 63:8.9M ActiveDisclosure/FA
11/7/16‡ Micromem Technologies Inc. 6-K 9/29/16 2:20K Newsfile Corp./FA
11/3/16 Spirit AeroSystems Holdings, Inc. 10-Q 9/29/16 88:11M Workiva Inc Wde… FA01/FA
11/2/16 John B. Sanfilippo & Son, Inc. 10-Q 9/29/16 51:1.9M Donnelley … Solutions/FA
11/2/16 Pilmer Donald 4/A Officer² 1:6K Old Second Bancorp Inc. Section16 Direct/FA
10/26/16 Lilis Energy, Inc. 8-K/A:1,2,7 9/29/16 3:626K Toppan Merrill/FA
10/21/16 American Tax Credit Tr Series I 10-Q 9/29/16 28:801K Southridge Svcs Inc./FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -D | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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