As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

12/31/18  Faleck Herbert J                  4/A        Officer²    1:4K   PDS Biotechnology Corp.           Computershare Inc.       
11/28/16  Mandel James                      4          Director²   1:4K   Orangehook, Inc.                  Fredrikson & Byron/PA/FA 
 4/21/16  Mann Paul Michael                 4/A        Director²   2:8K   Allegiance Bancshares, Inc.       DONNELLEY FIN… File16/FA 
 4/21/16  Lehman Laurence L III             4/A        Officer²    2:8K   Allegiance Bancshares, Inc.       DONNELLEY FIN… File16/FA 
 4/21/16  Retzloff Steven F.                4/A        Dir.,Off.²  1:5K   Allegiance Bancshares, Inc.       DONNELLEY FIN… File16/FA 
 3/10/16  Murphy Carmen C                   3          10% Owner²  2:16K  1st Source Corp.                  Faegre Drinker Bidd… LLP 
  2/9/16  Stark Brian Jay                   4          Dir.,%Own.² 1:6K   SteadyMed Ltd.                    Toppan Merrill/FA        
12/29/15  Smiley Martin S                   4/A        Dir.,Off.²  1:4K   Mphase Technologies, Inc.         EdgarAgents LLC/FA       
12/29/15  Margolis Lawrence A               4          Officer²    1:21K  Arris Group Inc.                  SEC Connect              
12/18/15  FT 4972                           24F-2NT     10/8/15    1:4K                                     Fitzgerald Marke… LLC/FA 
12/21/15  Wu Benjamin                       4          Director²   1:6K   Bone Biologics Corp.              DONNELLEY FIN… File16/FA 
12/18/15  Musculoskeletal Transplant F… Inc 4          Director²   1:6K   Bone Biologics Corp.              DONNELLEY FIN… File16/FA 
12/18/15  St Jude Medical, LLC              8-K/A:2,9   10/8/15    3:601K                                   Toppan Merrill/FA        
12/14/15  Nickle Ernestine C.               3/A        Other²      1:7K   1st Source Corp.                  Section16 Direct/FA      
12/14/15  Nickle Andrew W.                  3/A        Other²      1:7K   1st Source Corp.                  Section16 Direct/FA      
12/14/15  Carmichael Stanley Clark          3/A        Other²      1:7K   1st Source Corp.                  Section16 Direct/FA      
 12/4/15  Call John G                       4          Officer²    1:4K   Ross Stores, Inc.                 Section16 Direct/FA      
 12/2/15‡ Bank of Montreal/CAN              6-K         10/8/15    2:33K                                    Donnelley … Solutions/FA 
11/20/15  FT 4972                           24F-2NT     10/8/15    1:4K                                     Fitzgerald Marke… LLC/FA 
11/20/15  FT 4941                           24F-2NT     10/8/15    1:4K                                     Fitzgerald Marke… LLC/FA 

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	3	Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	6-K	Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	24F-2NT	Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.