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For Period End 9/11/15
11
SEP


        

853  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/10/19  Berke Monique                     4/A        Director²   2:9K   Smartfinancial Inc.                                        
  6/1/18  Hillel of Colorado                3          10% Owner²  1:3K   Hartford Great Health Corp.       Broadridge Fin’l So… Inc 
 2/27/18  Regazzi John J                    4/A        Director²   1:9K   Research Solutions, Inc.          Toppan Merrill/FA        
 2/16/18  Bennett John                      3          Officer²    1:3K   Clean Energy Technologies, Inc.                            
 7/28/16  Mohr Marshall                     4/A        Officer²    1:4K   Intuitive Surgical Inc.           Intuitive Surgical Inc.  
 7/22/16  Applied Dna Sciences Inc.         8-K/A:9     9/11/15    3:401K                                   Toppan Vite NY Inc./FA   
 3/18/16  Struzeski Kevin D                 4          Officer²    1:4K   Carbon Energy Corp.               EdgarAgents LLC/FA       
 3/18/16  Pierce Mark Duane                 4          Officer²    1:4K   Carbon Energy Corp.               EdgarAgents LLC/FA       
 3/18/16  McDonald Patrick R                4          Dir.,Off.²  1:5K   Carbon Energy Corp.               EdgarAgents LLC/FA       
 3/18/16  Gray David C                      4          Officer²    2:11K  Azenta, Inc.                      DONNELLEY FIN… File16/FA 
 1/13/16  Somerhalder John W II             4/A        Dir.,Off.²  1:6K   Southern Co. Gas                  DONNELLEY FIN… File16/FA 
  1/8/16  Mixon Aaron Malachi III           4          Director²   1:6K   Park Ohio Holdings Corp.          Park Ohio Holdings Corp. 
12/30/15  Mohr Marshall                     4          Officer²    1:4K   Intuitive Surgical Inc.           Intuitive Surgical Inc.  
12/22/15  Dahan Joseph M.                   4          D,O,%Owner² 1:5K   Centric Brands Inc.               Centric Brands Inc.      
12/17/15  Napolitano Jason A                4/A        Officer²    1:5K   Heska Corp.                       Heska Corp.              
 12/2/15  Anderson Dana K                   4          Other²      1:7K   Macerich Co.                      Section16 Direct/FA      
 12/2/15  Matrange Joseph F                 4          Officer²    1:6K   Quaker Chemical Corp.             DONNELLEY FIN… File16/FA 
11/24/15  Rakishev Kenges                   4/A        Dir.,%Own.² 1:10K  Mullen Automotive Inc.            Donnelley Fin’l S… 06/FA 
 11/3/15  Advisors Disciplined Trust 1230   24F-2NT     9/11/15    1:5K                                     Netvision Techs Inc./FA  
 11/3/15  Advisors Disciplined Trust 1231   24F-2NT     9/11/15    1:5K                                     Netvision Techs Inc./FA  
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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