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For Period End 1/11/15
11
JAN


        

57  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/13/16  Red Mountain Capital Mgmt Inc.    4          10% Owner²  1:13K  Natures Sunshine Products Inc.    Donnelley Fin’l S… 06/FA 
          Mesdag Willem
          Red Mountain Capital Partners LLC
          Red Mountain Partners, L.P.
          RMCP GP LLC
 1/11/16  Cytokinetics Inc.                 8-K:8,9     1/11/15    2:37K                                    Donnelley Fi… Express/FA 
11/16/15  Fernandez Carlos A                4/A        Dir.,Off.²  1:9K   Eco-Stim Energy Solutions, Inc.   M2 Compliance LLC/FA     
11/16/15  Nickolatos Alexander              4/A        Officer²    1:12K  Eco-Stim Energy Solutions, Inc.   M2 Compliance LLC/FA     
 8/24/15 Foundation Medicine, Inc.         8-K/A:1,9   1/11/15    5:2.2M                                   Donnelley … Solutions/FA 
 2/18/15  Weber Paul                        4          Officer²    1:12K  Interactive Intelligence Gp, Inc. Securex Filings/FA       
 2/18/15  Blough Gary R                     4          Officer²    1:12K  Interactive Intelligence Gp, Inc. Securex Filings/FA       
 2/18/15  Brown Donald E                    4          D,O,%Owner² 1:12K  Interactive Intelligence Gp, Inc. Securex Filings/FA       
 2/18/15  Fisher Thomas J                   4          Officer²    1:12K  Interactive Intelligence Gp, Inc. Securex Filings/FA       
 2/18/15  Head Stephen R                    4          Officer²    1:12K  Interactive Intelligence Gp, Inc. Securex Filings/FA       
  2/2/15  Foundation Medicine, Inc.         8-K/A:1,9   1/11/15    5:2M                                     Donnelley … Solutions/FA 
 1/26/15  Arbutus Biopharma Corp.           8-K/A:1,9   1/11/15    3:1.9M                                   Globenewswire Inc./FA    
 1/21/15  Hart Claire A                     4          Officer²    1:6K   Alon USA Energy, Inc.             DONNELLEY FIN… File16/FA 
 1/21/15  Morris Jeff D                     4          Dir.,Off.²  1:6K   Alon USA Energy, Inc.             DONNELLEY FIN… File16/FA 
 1/21/15  Roche Holding Ltd.                3          %Own.,Oth.² 4:43K  Foundation Medicine, Inc.         Davis Polk & … LLP 01/FA 
          Roche Finance Ltd.
          Roche Holdings Inc.
 1/21/15  Sullivan Bob                      3          Officer²    2:16K  Ormat Technologies, Inc.          RDG Filings/FA           
 1/16/15  Cantaloupe, Inc.                  8-K:1       1/11/15    1:13K                                    Broadridge Fin’l So… Inc 
 1/16/15Fresh Market, Inc.                8-K:5,9     1/11/15    2:65K                                                             
 1/15/15  Chefs’ Warehouse, Inc.            8-K:1,2,9   1/11/15    5:1.2M                                   Quality EDGAR So… LLC/FA 
 1/15/15  Heron Therapeutics, Inc./DE       8-K:5       1/11/15    1:10K                                    Donnelley Fi… Express/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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