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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/13/16 Red Mountain Capital Mgmt Inc. 4 10% Owner² 1:13K Natures Sunshine Products Inc. Donnelley Fin’l S… 06/FA
Mesdag Willem
Red Mountain Capital Partners LLC
Red Mountain Partners, L.P.
RMCP GP LLC
1/11/16 Cytokinetics Inc. 8-K:8,9 1/11/15 2:37K Donnelley Fi… Express/FA
11/16/15 Fernandez Carlos A 4/A Dir.,Off.² 1:9K Eco-Stim Energy Solutions, Inc. M2 Compliance LLC/FA
11/16/15 Nickolatos Alexander 4/A Officer² 1:12K Eco-Stim Energy Solutions, Inc. M2 Compliance LLC/FA
8/24/15‡ Foundation Medicine, Inc. 8-K/A:1,9 1/11/15 5:2.2M Donnelley … Solutions/FA
2/18/15 Weber Paul 4 Officer² 1:12K Interactive Intelligence Gp, Inc. Securex Filings/FA
2/18/15 Blough Gary R 4 Officer² 1:12K Interactive Intelligence Gp, Inc. Securex Filings/FA
2/18/15 Brown Donald E 4 D,O,%Owner² 1:12K Interactive Intelligence Gp, Inc. Securex Filings/FA
2/18/15 Fisher Thomas J 4 Officer² 1:12K Interactive Intelligence Gp, Inc. Securex Filings/FA
2/18/15 Head Stephen R 4 Officer² 1:12K Interactive Intelligence Gp, Inc. Securex Filings/FA
2/2/15 Foundation Medicine, Inc. 8-K/A:1,9 1/11/15 5:2M Donnelley … Solutions/FA
1/26/15 Arbutus Biopharma Corp. 8-K/A:1,9 1/11/15 3:1.9M Globenewswire Inc./FA
1/21/15 Hart Claire A 4 Officer² 1:6K Alon USA Energy, Inc. DONNELLEY FIN… File16/FA
1/21/15 Morris Jeff D 4 Dir.,Off.² 1:6K Alon USA Energy, Inc. DONNELLEY FIN… File16/FA
1/21/15 Roche Holding Ltd. 3 %Own.,Oth.² 4:43K Foundation Medicine, Inc. Davis Polk & … LLP 01/FA
Roche Finance Ltd.
Roche Holdings Inc.
1/21/15 Sullivan Bob 3 Officer² 2:16K Ormat Technologies, Inc. RDG Filings/FA
1/16/15 Cantaloupe, Inc. 8-K:1 1/11/15 1:13K Broadridge Fin’l So… Inc
1/16/15‡ Fresh Market, Inc. 8-K:5,9 1/11/15 2:65K
1/15/15 Chefs’ Warehouse, Inc. 8-K:1,2,9 1/11/15 5:1.2M Quality EDGAR So… LLC/FA
1/15/15 Heron Therapeutics, Inc./DE 8-K:5 1/11/15 1:10K Donnelley Fi… Express/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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