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For Period End 12/23/14
23
DEC


        

890  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 7/13/17  Olsen Birger Jan                  3          D,O,%Owner² 1:3K   Biohemp International, Inc.       Edgar Einsteins, Inc./FA 
 9/22/15  Allison Gary G                    4/A        Officer²    1:4K   Bazaarvoice Inc.                  DONNELLEY FIN… File16/FA 
 9/22/15  Connery Kelly E.                  4/A        Officer²    1:4K   Bazaarvoice Inc.                  DONNELLEY FIN… File16/FA 
 9/22/15  Robinson Ryan Dee                 4/A        Officer²    1:4K   Bazaarvoice Inc.                  DONNELLEY FIN… File16/FA 
  7/2/15 PureBase Corp.                    8-K/A:1,2,312/23/14    1:424K                                   Bogani Tina Marie/FA     
  6/9/15  Nash Duane                        4/A        Director²   1:8K   Akebia Therapeutics, Inc.         DONNELLEY FIN… File16/FA 
  6/9/15  Bison Cap Partners IV GP, L.P.    4/A        Dir.,%Own.² 1:8K   Lime Energy Co.                   Publicease Inc./FA       
          Bison Capital Partners IV, L.P.
          Macdonald Peter Scott
  6/9/15  Bison Cap Partners IV GP, L.P.    4/A        Dir.,%Own.² 1:8K   Lime Energy Co.                   Publicease Inc./FA       
          Bison Capital Partners IV, L.P.
          Hildebrand Andreas
 5/27/15  PureBase Corp.                    8-K/A:1,2,312/23/14    1:414K                                   Bogani Tina Marie/FA     
 4/20/15  Wurwarg Robert D.                 3/A        Director²   1:4K   Lattice Inc.                      Publicease Inc./FA       
 4/20/15  Stewart Richard B Jr.             3/A        Director²   1:4K   Lattice Inc.                      Publicease Inc./FA       
 1/27/15  Dun & Bradstreet Corp./NW         NO ACT     12/23/14    1:2K                                     SEC #7                   
 3/31/15Earth Science Tech, Inc.          8-K:1      12/23/14    2:25K                                    FilePoint/FA             
 3/16/15  Sarin Arun                        4          Director²   1:5K   Cisco Systems, Inc.               Broadridge Fin’l So… Inc 
 3/12/15  Raab Michael                      4          Dir.,Off.²  1:5K   Ardelyx, Inc.                     Broadridge Fin’l So… Inc 
 3/11/15  PureBase Corp.                    8-K/A:1,2,312/23/14    1:239K                                   Bogani Tina Marie/FA     
 2/13/15  Papa John’s International, Inc.   NO ACT     12/23/14    1:2K                                     SEC #7                   
 2/24/15Leet Technology Inc.              8-K:1,3,9  12/23/14    2:87K                                    M2 Compliance LLC/FA     
 1/29/15  Pepsico Inc.                      NO ACT     12/23/14    1:2K                                     SEC #7                   
 2/17/15  Plaster Richard Hilary            3          Director²   1:4K   Xtreme Green Elec Vehicles Inc.   Printing & Proxy, LLC/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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