|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
7/13/17 Olsen Birger Jan 3 D,O,%Owner² 1:3K Biohemp International, Inc. Edgar Einsteins, Inc./FA
9/22/15 Allison Gary G 4/A Officer² 1:4K Bazaarvoice Inc. DONNELLEY FIN… File16/FA
9/22/15 Connery Kelly E. 4/A Officer² 1:4K Bazaarvoice Inc. DONNELLEY FIN… File16/FA
9/22/15 Robinson Ryan Dee 4/A Officer² 1:4K Bazaarvoice Inc. DONNELLEY FIN… File16/FA
7/2/15‡ PureBase Corp. 8-K/A:1,2,312/23/14 1:424K Bogani Tina Marie/FA
6/9/15 Nash Duane 4/A Director² 1:8K Akebia Therapeutics, Inc. DONNELLEY FIN… File16/FA
6/9/15 Bison Cap Partners IV GP, L.P. 4/A Dir.,%Own.² 1:8K Lime Energy Co. Publicease Inc./FA
Bison Capital Partners IV, L.P.
Macdonald Peter Scott
6/9/15 Bison Cap Partners IV GP, L.P. 4/A Dir.,%Own.² 1:8K Lime Energy Co. Publicease Inc./FA
Bison Capital Partners IV, L.P.
Hildebrand Andreas
5/27/15 PureBase Corp. 8-K/A:1,2,312/23/14 1:414K Bogani Tina Marie/FA
4/20/15 Wurwarg Robert D. 3/A Director² 1:4K Lattice Inc. Publicease Inc./FA
4/20/15 Stewart Richard B Jr. 3/A Director² 1:4K Lattice Inc. Publicease Inc./FA
1/27/15 Dun & Bradstreet Corp./NW NO ACT 12/23/14 1:2K SEC #7
3/31/15‡ Earth Science Tech, Inc. 8-K:1 12/23/14 2:25K FilePoint/FA
3/16/15 Sarin Arun 4 Director² 1:5K Cisco Systems, Inc. Broadridge Fin’l So… Inc
3/12/15 Raab Michael 4 Dir.,Off.² 1:5K Ardelyx, Inc. Broadridge Fin’l So… Inc
3/11/15 PureBase Corp. 8-K/A:1,2,312/23/14 1:239K Bogani Tina Marie/FA
2/13/15 Papa John’s International, Inc. NO ACT 12/23/14 1:2K SEC #7
2/24/15‡ Leet Technology Inc. 8-K:1,3,9 12/23/14 2:87K M2 Compliance LLC/FA
1/29/15 Pepsico Inc. NO ACT 12/23/14 1:2K SEC #7
2/17/15 Plaster Richard Hilary 3 Director² 1:4K Xtreme Green Elec Vehicles Inc. Printing & Proxy, LLC/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
|