As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

12/19/17  Bender Mark Steven                4/A        Officer²    1:7K   Westlake Corp.                    Broadridge Fin’l So… Inc 
 4/26/13  Dunken Bert Terrant Jr.           3/A        10% Owner²  1:9K   Digerati Technologies, Inc.       Toppan Merrill/FA        
          Gorham David Lee
          Oleum Capital, LLC
          Rainmaker Trust
 4/23/13  Fejes Balazs                      4/A        Officer²    1:6K   EPAM Systems, Inc.                Davis Polk & … LLP 01/FA 
 4/10/13  Evnin Anthony B                   4/A        Director²   1:5K   Infinity Pharmaceuticals, Inc.                             
 3/29/13‡ Merit Medical Systems Inc.        8-K/A:9    11/26/12    2:794K                                                            
 3/22/13  Mona Michael Joseph Jr.           3          Director²   1:3K   CV Sciences, Inc.                 Publicease Inc./FA       
 3/22/13  Sandy Spring Bancorp Inc.         8-K/A:4,9  11/26/12    2:39K                                    Toppan Merrill/FA        
 3/11/13  Capital Peak Partners, LLC        4          10% Owner²  1:7K   Westmountain Gold, Inc.           Edgarbiz Inc./FA         
  3/6/13  China Direct Investments, Inc.    3          10% Owner²  2:22K  Big Tree Group, Inc.              Broadridge Fin’l So… Inc 
          Capital One Resource Co., Ltd.
          CD International Enterprises, Inc.
 2/25/13  Charlesbank Coinvestment Part… LP 3/A        Dir.,%Own.² 1:20K  Southcross Energy Partners LLC    Section16 Direct/FA      
          CB Offshore Equity Fund VI LP
          CB-Southcross Holdings, Inc.
          Charlesbank Capital Partners LLC
          Charlesbank Equity Coinvestment Fund VI Ltd. Partnership
          Charlesbank Equity Fund VI GP, Ltd. Partnership
          Charlesbank Equity Fund VI, Ltd. Partnership
          Southcross Energy LLC
          Southcross Energy Partners GP, LLC
 2/15/13  Ball Richard                      4          Director²   1:10K  Landmark Bancorp Inc.             Landmark Bancorp Inc.    
 2/15/13  Koetter Gerald T.                 4/A        Director²   1:9K   Your Community Bankshares, Inc.   Your Community Bank… Inc 
 2/12/13  McIlwain William E.               3          Director²   1:4K   Digerati Technologies, Inc.                                
 1/31/13  Longtin Joel Curtis               4/A        Director²   1:4K   Granite City Food & Brewery Ltd.  R R Donnelley … Filer/FA 
 1/31/13  Moon River Studios, Inc.          8-K/A:1,9  11/26/12    2:105K                                   Walker Jody M/FA         
 1/30/13  Hagelstein David A                4/A        10% Owner²  1:7K   Rockwell Medical, Inc.                                     
 1/25/13  Endeavour Coop Partners, LLC      3          10% Owner²  1:3K   Endurance Exploration Group, Inc. Printing & Proxy, LLC/FA 
 1/24/13  Merit Medical Systems Inc.        8-K/A:9    11/26/12    2:785K                                                            
 1/24/13  eUnits {TM} 2 Year US M… Downside NSAR-A     11/26/12    2:28K                                    Eaton Vance Mgmt/FA      
 1/24/13  eUnits {TM} 2 Year US M… Downside N-CSRS     11/26/12    3:273K                                   Donnelley … Solutions/FA 

____________
‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	3	Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	N-CSRS	Semi-Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
	NSAR-A	Semi-Annual Report by an Investment Company — Form N-SAR.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.