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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/27/15 Perkins Thomas B 4/A Officer² 1:10K Core-Mark Holding Co., LLC Morse Elizabeth Myers
4/3/14 Willis Charles F IV 4 D,O,%Owner² 1:8K Willis Lease Finance Corp.
11/20/12 Cabo Richard F 4 Dir.,%Own.² 1:7K Drinks Americas Holdings, Ltd. Federal Filings, LLC/FA
8/13/12 Shlomo Sam Elimelech 4 D,O,%Owner² 1:11K Andain, Inc. Z-K Global Ltd./FA
4/19/12 Slifstein Barry 4/A Officer² 2:8K RPM International Inc./DE DONNELLEY FIN… File16/FA
4/6/12 Page Scott 3/A Officer² 1:4K Cobiz Financial Inc. Cobiz Financial Inc.
4/3/12 Chariag Belgacem 4/A Officer² 1:7K Baker Hughes Holdings LLC DONNELLEY FIN… File16/FA
3/28/12 Le Gall Nadine 4 Officer² 1:3K Man Long Short Fund
3/15/12 Momtazee James C 3/A Director² 2:9K Jazz Pharmaceuticals plc R R Donnelley … Filer/FA
3/9/12 Codexis, Inc. 8-K/A:5 1/19/12 1:14K Donnelley … Solutions/FA
3/1/12 RR Donnelley & Sons Co. NO ACT 1/19/12 1:2K SEC #7
2/29/12 Salas Ricardo A 4 Dir.,Off.² 1:10K Liquidmetal Technologies Inc. Broadridge Fin’l So… Inc
2/28/12 Biocancell Therapeutics Inc. 8-K:8 1/19/12 1:20K
2/27/12 Babbitt Gary D 4 Director² 1:4K United States Antimony Corp.
2/24/12 FT 3331 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
2/24/12 FT 3297 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
2/24/12 FT 3294 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
2/24/12 FT 3263 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
2/24/12 FT 2274 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
2/24/12 FT 2256 24F-2NT 1/19/12 1:4K Fitzgerald Marke… LLC/FA
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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