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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/31/11 Asure Software Inc. 8-K:5,9 1/21/10 2:57K Federal Filings, LLC/FA
3/21/11 Bank of America Corp./DE 4 10% Owner² 1:15K Pimco Corp & Income Strategy Fund Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
3/18/11 Bank of America Corp./DE 4 10% Owner² 1:7K Nuveen Connecticut Quality Mu… Fd Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
3/18/11 Bank of America Corp./DE 4 10% Owner² 1:27K Nuveen Muni Advantage Fund Inc. Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
3/17/11 Bank of America Corp./DE 4 10% Owner² 1:8K Blackrock Maryland Muni Bond Tr Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
3/17/11 Bank of America Corp./DE 4 10% Owner² 1:33K Blackrock Credit Allocation I… Tr Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
3/17/11 Bank of America Corp./DE 4 10% Owner² 1:11K Alliancebernstein Nat’l Muni … Fd Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
2/2/11 AIM ImmunoTech Inc. 8-K:8,9 1/21/10 3:256K Toppan Merrill/FA
1/25/11 Mateus-Tique Jaime 4 Director² 1:10K Liquidity Services Inc. Section16 Direct/FA
1/25/11 Fredrickson Robert A 4 Officer² 1:37K ADTRAN Holdings, Inc. DONNELLEY FIN… File16/FA
1/25/11 Fredrickson Robert A 4 Officer² 1:49K ADTRAN Holdings, Inc. DONNELLEY FIN… File16/FA
1/24/11 Matthews James E 4 Dir.,Off.² 1:18K ADTRAN Holdings, Inc. DONNELLEY FIN… File16/FA
1/24/11 Huss H Fenwick 4 Director² 1:10K ADTRAN Holdings, Inc. DONNELLEY FIN… File16/FA
1/21/11 AuRico Gold Inc. 6-K 1/21/10 4:917K Newsfile Cor… Toronto/FA
1/12/11 Shaheen Timothy J 4 Dir.,Off.² 1:18K Cadiz Inc.
12/28/10 Yosef-Or Tomer 3 Director² 1:3K Nexstar Media Group, Inc. R R Donnelley … Filer/FA
10/4/10 Zhang Zhixue 4 Director² 1:4K Ever-Glory Int’l Group, Inc. Toppan Merrill/FA
10/4/10 Qi Changyu 4 Director² 1:4K Ever-Glory Int’l Group, Inc. Toppan Merrill/FA
8/31/10 Donohue Richard R 4/A Director² 1:10K MidWestOne Financial Group, Inc. R R Donnelley … Filer/FA
4/23/10 Gargis John Walter 3 D,O,%Owner² 1:4K Americas Energy Co. - Aeco Scott Ronald A Sr.
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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