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For Period End 10/29/09
29
OCT


        

1,179  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  7/5/12  Covington Fund II Inc.            4/A        10% Owner²  1:8K   Counterpath Corp.                 Newsfile Corp./FA        
          Covington Capital Corp.
10/17/11  Brakke James G                    3          Dir.,Off.²  1:5K   Debt Resolve Inc.                 Discount Edgar/FA        
 3/18/11  Stefansky David                   4          D,%Own,Oth² 3:83K  Axion Int’l Holdings, Inc.        Issuer Direct/FA         
          Harborview Advisors, LLC
          Harborview Capital Management, LLC
          Harborview Master Fund LP
          Rosenblum Richard
  1/7/11  Shultz Lawrence M                 4          10% Owner²  2:110K Freestone Resources, Inc.         Publicease Inc./FA       
10/29/10  Drdgold Ltd.                      20-F       10/29/09   16:7.7M                                   Ince Pty Ltd./FA         
  8/3/10  Primoris Services Corp.           8-K/A:9    10/29/09    2:3.8M                                   Toppan Merrill/FA        
 6/18/10  Margino Alphonso                  4          Other²      1:6K   Nofire Technologies Inc.          Nofire Technologies Inc. 
 5/24/10  Holmstoel Kent                    3          Officer²    1:3K   Ominto, Inc.                      Toppan Merrill/FA        
 5/24/10  Kusche Andreas                    3          Dir.,Off.²  1:3K   Ominto, Inc.                      Toppan Merrill/FA        
  5/7/10  First Place Financial Corp./DE    8-K:5,9    10/29/09    2:17K                                    Donnelley … Solutions/FA 
  4/7/10  Watts Kent                        4          10% Owner²  1:4K   Hyperdynamics Corp.               Broadridge Fin’l So… Inc 
  4/1/10  Li Yong                           4          Dir.,%Own.² 1:14K  Sino Clean Energy Inc.            Toppan Merrill/FA        
  4/1/10  Industry Concept Holdings Inc.    8-K/A:2,3,510/29/09    1:553K                                   Telsey Andrew I PC/FA    
 3/29/10  Sanderson Farms Inc.              8-K/A:7,9  10/29/09    3:268K                                   Donnelley … Solutions/FA 
 3/19/10  Wray D. Michael                   4          Director²   1:6K   Old Dominion Freight Line, Inc.   Broadridge Fin’l So… Inc 
 3/18/10  Murphy Joseph Michael             4/A        Dir.,Off.²  1:4K   Bar Harbor Bankshares             Bar Harbor Bankshares    
 3/11/10  Gillman Charles M                 4          Dir.,%Own.² 2:8K   Littlefield Corp.                 Skidmore Paula L/FA      
  3/8/10  Massey James Robert               4          Director²   1:7K   Flotek Industries Inc./CN         R R Donnelley … Filer/FA 
 2/18/10  Bedrosian Arthur P                4          Dir.,Off.²  1:7K   Lannett Co. Inc.                  DONNELLEY FIN… File16/FA 
 2/12/10  Christofilis, Constantinos        4/A        10% Owner²  1:14K  XPO Logistics, Inc.               Seward & Kissel LLP      
          Archon Capital Management LLC
          Strategos Fund LP
____________
 ¹  Filing/Form Types: 
Type emoji
-U
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  20-F    Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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