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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/5/12 Covington Fund II Inc. 4/A 10% Owner² 1:8K Counterpath Corp. Newsfile Corp./FA
Covington Capital Corp.
10/17/11 Brakke James G 3 Dir.,Off.² 1:5K Debt Resolve Inc. Discount Edgar/FA
3/18/11 Stefansky David 4 D,%Own,Oth² 3:83K Axion Int’l Holdings, Inc. Issuer Direct/FA
Harborview Advisors, LLC
Harborview Capital Management, LLC
Harborview Master Fund LP
Rosenblum Richard
1/7/11 Shultz Lawrence M 4 10% Owner² 2:110K Freestone Resources, Inc. Publicease Inc./FA
10/29/10 Drdgold Ltd. 20-F 10/29/09 16:7.7M Ince Pty Ltd./FA
8/3/10 Primoris Services Corp. 8-K/A:9 10/29/09 2:3.8M Toppan Merrill/FA
6/18/10 Margino Alphonso 4 Other² 1:6K Nofire Technologies Inc. Nofire Technologies Inc.
5/24/10 Holmstoel Kent 3 Officer² 1:3K Ominto, Inc. Toppan Merrill/FA
5/24/10 Kusche Andreas 3 Dir.,Off.² 1:3K Ominto, Inc. Toppan Merrill/FA
5/7/10 First Place Financial Corp./DE 8-K:5,9 10/29/09 2:17K Donnelley … Solutions/FA
4/7/10 Watts Kent 4 10% Owner² 1:4K Hyperdynamics Corp. Broadridge Fin’l So… Inc
4/1/10 Li Yong 4 Dir.,%Own.² 1:14K Sino Clean Energy Inc. Toppan Merrill/FA
4/1/10 Industry Concept Holdings Inc. 8-K/A:2,3,510/29/09 1:553K Telsey Andrew I PC/FA
3/29/10 Sanderson Farms Inc. 8-K/A:7,9 10/29/09 3:268K Donnelley … Solutions/FA
3/19/10 Wray D. Michael 4 Director² 1:6K Old Dominion Freight Line, Inc. Broadridge Fin’l So… Inc
3/18/10 Murphy Joseph Michael 4/A Dir.,Off.² 1:4K Bar Harbor Bankshares Bar Harbor Bankshares
3/11/10 Gillman Charles M 4 Dir.,%Own.² 2:8K Littlefield Corp. Skidmore Paula L/FA
3/8/10 Massey James Robert 4 Director² 1:7K Flotek Industries Inc./CN R R Donnelley … Filer/FA
2/18/10 Bedrosian Arthur P 4 Dir.,Off.² 1:7K Lannett Co. Inc. DONNELLEY FIN… File16/FA
2/12/10 Christofilis, Constantinos 4/A 10% Owner² 1:14K XPO Logistics, Inc. Seward & Kissel LLP
Archon Capital Management LLC
Strategos Fund LP
____________ | ¹ | Filing/Form Types: -U | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 20-F | Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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