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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/1/15 Comerica Bank 4 10% Owner² 1:32K Bny Mellon Strategic Munis, Inc.
5/1/15 Comerica Bank 4 10% Owner² 1:32K Bny Mellon Strategic Muni Bo… Inc
3/13/15 Comerica Bank 4 10% Owner² 1:9K Western Asset Muni Partners … Inc
9/13/11 Inx Inc. 8-K:7,9 11/10/08 2:6.1M RDG Filings/FA
6/1/11 Sterling Howard David 3 Director² 1:4K Aoxing Pharmaceutical Co., Inc. Brantl Robert
5/31/11 Xu Guozhu 3 Director² 1:4K Aoxing Pharmaceutical Co., Inc. Brantl Robert
7/22/10 Tonti John E 4 Director² 1:4K Consumers Bancorp Inc./OH
3/15/10 Gallagher Michael L 4 Director² 1:6K AMERCO CT’s hCue/FA
12/28/09 Ray Alice Terry 3/A D,O,%Owner² 1:4K Community Alliance, Inc. Walker Jody M/FA
12/28/09 Ray Phillip E 3/A D,O,%Owner² 1:4K Community Alliance, Inc. Walker Jody M/FA
12/28/09 Daily Ruth 3/A D,O,%Owner² 1:3K Community Alliance, Inc. Walker Jody M/FA
12/23/09 Macricostas Constantine S 4 Director² 1:7K Photronics Inc. DG3/FA
12/23/09 Fiederowicz Walter M 4 Director² 1:6K Photronics Inc. DG3/FA
12/22/09 Ray Alice Terry 3 D,O,%Owner² 1:3K Community Alliance, Inc. Walker Jody M/FA
12/22/09 Daily Ruth 3 D,O,%Owner² 1:3K Community Alliance, Inc. Walker Jody M/FA
12/22/09 Ray Phillip E 3 D,O,%Owner² 1:4K Community Alliance, Inc. Walker Jody M/FA
11/13/09 Ginsberg Alan 3 D,%Own,Oth² 1:4K Plainfield Enterprises LLC Seward & Kissel LLP
11/13/09 HBJ Plainfield LLC 3 10% Owner² 1:4K Plainfield Enterprises LLC Seward & Kissel LLP
11/6/09 Sophie Michael J 4 Dir.,Other² 1:4K Pericom Semiconductor Corp. Lotilla Angeline H/FA
11/6/09 Coleman Mary Sue 4 Director² 1:15K Hawkeye Acquisition, Inc. Hawkeye Acq, Inc.
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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