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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/2/08 Trout James 4/A Officer² 1:6K Digital Realty Trust, Inc. R R Donnelley … Filer/FA
10/2/08 Sham Edward F 4/A Officer² 1:6K Digital Realty Trust, Inc. R R Donnelley … Filer/FA
8/14/07 Schaber Christopher J 3/A Dir.,Off.² 1:5K Soligenix, Inc. Broadridge Fin’l So… Inc
8/7/07 Stoddard Stanford C 4/A Director² 1:5K North Pointe Holdings Corp. DONNELLEY FIN… File16/FA
7/20/07 Waldron Michael 3 Officer² 1:3K Cantor Opportunistic Alterna… LLC Shearman & Sterling LLP
7/20/07 Krull Steven 3 Director² 1:3K Cantor Opportunistic Alterna… LLC Shearman & Sterling LLP
7/20/07 Romans Donald 3 Director² 1:3K Cantor Opportunistic Alterna… LLC Shearman & Sterling LLP
7/2/07 Solcher Stephen B 4 Officer² 1:4K BMC Software Inc. Hayes Mary/FA
5/30/07‡ Abn Amro Mtge Corp Seri… 1999-Rsi 8-K:8,9 8/29/06 1:15K Bank of NY Tr Co … FA/FA
4/11/07 Glatfelter Diane 4 Dir.,Off.² 1:4K Clean Power Technologies Inc. Int’l Secs Group Inc.
3/28/07 Koshowski Gordon 3 Director² 1:3K Verify Smart Corp.
3/28/07 Gelfand Howard Stephen 3 D,O,%Owner² 1:3K Verify Smart Corp.
2/15/07 Stephenson Laurence 3 Dir.,Off.² 1:3K Theralink Technologies, Inc. Dickson Rita S/FA
2/7/07‡ Continental Minerals Corp. 6-K 8/29/06 1:43K
1/16/07‡ Int’l Monetary Systems Ltd./WI 8-K:1,2,9 8/29/06 3:60K
1/10/07 Woerz Gary D 4 Officer² 1:22K American Int’l Industries Inc.
1/5/07 Smurfit Kappa Funding plc 6-K/A 8/29/06 1:852K Toppan Merrill/FA
12/22/06 Hoffing Ellen Randi 4/A Dir.,Off.² 1:7K Applied Neurosolutions Inc. Broadridge Fin’l So… Inc
12/21/06 Grob John 3 Dir.,Off.² 1:3K Global Clean Energy, Inc. Ace Filings/FA
12/21/06 Azimov Earl 3 Director² 1:3K Global Clean Energy, Inc. Ace Filings/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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