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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/14/14 Mulligan William C 4/A Director² 2:9K Universal Electronics Inc. DONNELLEY FIN… File16/FA
4/16/09 Babrowski Claire H 4 Other² 1:4K RS Legacy Corp. Morse Elizabeth Myers
10/10/07 Malino Nicholas J. 3 D,O,%Owner² 1:4K Amerex Group, Inc. DONNELLEY FIN… File16/FA
10/10/07 Roever Robert 3 Dir.,%Own.² 1:4K Amerex Group, Inc. DONNELLEY FIN… File16/FA
9/20/07 McMahon Craig 3 Officer² 1:4K Amerex Group, Inc. DONNELLEY FIN… File16/FA
7/6/07 PFF Bancorp Inc. 8-K:5 7/5/06 1:11K
4/16/07 Frio Lou 3/A Officer² 2:7K Art Technology Group Inc. DONNELLEY FIN… File16/FA
4/3/07 Soonthornsawad Pacharee 3 Director² 1:3K Pegasi Energy Resources Corp…
4/2/07 Kimberlin Kevin 4/A 10% Owner² 1:10K Minrad International, Inc. Kirkpatr… Lockhart/04/FA
3/29/07 Lockshin Curtis 3 Director² 1:4K Protalix BioTherapeutics, Inc.
3/26/07 Wosk Marvin 3 D,O,%Owner² 1:3K Pegasi Energy Resources Corp…
3/23/07 O’Connor Robert V 4/A Officer² 1:5K Trico Marine Services Inc.
2/26/07 Redding James M 4/A Officer² 1:3K Aventine Renewable Energy Ho… Inc Davis Polk & … LLP 01/FA
2/26/07 Eckhardt Kenneth 4/A Officer² 1:3K Aventine Renewable Energy Ho… Inc Davis Polk & … LLP 01/FA
2/26/07 Bushue Roger E 4/A Officer² 1:3K Aventine Renewable Energy Ho… Inc Davis Polk & … LLP 01/FA
2/26/07 Cook Vikki C 4/A 10% Owner² 1:4K Interactive Motorsports & E… Corp
2/2/07 Carr Oliver T Jr. 3 10% Owner² 1:9K Columbia Equity Trust, Inc. DONNELLEY FIN… File16/FA
1/23/07 Finnegan Wilfred A 3 Director² 1:3K Pantry Inc. R R Donnelley … Filer/FA
1/23/07 Richter Maria C 3 Director² 1:3K Pantry Inc. R R Donnelley … Filer/FA
11/29/06 Miller Lloyd I III 3/A 10% Owner² 1:4K Technology Solutions Co. DONNELLEY FIN… File16/FA
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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