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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/19/16 Casscells Anne 4 Other² 1:11K Aetos Long/Short Strategies … LLC Broadridge Fin’l So… Inc
4/19/16 Casscells Anne 3 Other² 1:4K Aetos Distressed Inv Strateg… LLC Broadridge Fin’l So… Inc
4/19/16 Casscells Anne 3 Other² 1:4K Aetos Multi-Strategy Arbitra… LLC Broadridge Fin’l So… Inc
4/19/16 Gibbons James 4 Other² 1:13K Aetos Long/Short Strategies … LLC Broadridge Fin’l So… Inc
4/19/16 Gibbons James 3 Other² 1:4K Aetos Distressed Inv Strateg… LLC Broadridge Fin’l So… Inc
4/19/16 Gibbons James 3 Other² 1:4K Aetos Multi-Strategy Arbitra… LLC Broadridge Fin’l So… Inc
10/24/07 Hadani Ron 4 Dir.,Off.² 1:4K Cogentix Medical Inc./DE Toppan Merrill/FA
8/15/07 Universal Services Group Inc./DE 10QSB 2/1/03 3:219K Toppan Merrill/FA
5/30/06 Thalheimer Alan 4 Director² 1:22K TSIC, Inc.
5/30/06 James George 4 Director² 1:22K TSIC, Inc.
5/30/06 Napier Gerald 4 Director² 1:22K TSIC, Inc.
5/30/06 David Morton 4 Director² 1:22K TSIC, Inc.
3/24/06 Michel Todd A 4 Officer² 1:3K Civista Bancshares, Inc. DONNELLEY FIN… File16/FA
2/14/06 Gutrath Gordon 3 Director² 1:3K Golden Queen Mining Consolid… Ltd Newsfile Corp./FA
2/3/06 Gillman Brian S 4 Officer² 1:9K Mesa Air Group Inc. Mesa Air Group Inc.
7/28/05 Mercer Andrew E 3 Dir.,Other² 1:4K IT Group Holdings Inc. Broadridge Fin’l So… Inc
7/14/05 Moodie Ronald A 3 Dir.,Off.² 1:5K IT Group Holdings Inc. Broadridge Fin’l So… Inc
3/1/05 Bodner Helenka 3 10% Owner² 1:3K StatSure Diagnostic Systems, Inc. Toppan Merrill/FA
3/1/05 Ehrlich Leo 3 D,O,%Owner² 1:3K StatSure Diagnostic Systems, Inc. Toppan Merrill/FA
10/6/04 Gallant Denis 3 Officer² 1:3K China Yida Holding, Co. Toppan Merrill/FA
____________ | ¹ | Filing/Form Types: /A | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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