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For Period End 3/29/01
29
MAR


        

232  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 12/5/02  Aberdeen Emerging Markets Sm… Inc DEF 14A     3/29/01    1:40K                                    Toppan Merrill-FA        
10/30/02  Elite Pharmaceuticals Inc./NV     4          Director²   1:10K  Elite Pharmaceuticals Inc./NV     James McElroy & Diehl/FA 
  4/2/01  Cboe Exchange, Inc.               NO ACT      3/29/01    1:1K                                     SEC #7                   
  4/1/02  Hanover Direct Inc.               8-K:9       3/29/01    1:51K                                    Donnelley … Solutions/FA 
 3/29/02  Capitol Bancorp Ltd.              8-K:2,7     3/29/01    3:129K                                   Imperial Fin’l … Corp/FA 
 3/29/02  CWMBS Inc.                        8-K:5,7     3/29/01    1:6K                                     Sidley Austin LLP/FA     
11/16/01  Alward Kevin A                    3          Officer²    1:6K   Covista Communications Inc.       Swidler Berlin S… LLP/FA 
10/16/01  General Electric Co.              3          10% Owner²  1:16K  Cablevision Systems Corp./NY                               
 8/13/01  Organitech USA Inc.               8-K/A:4,7   3/29/01    2:5K                                     St Ives Financial/FA     
 7/31/01  Uam Funds Inc.                    24F-2NT     3/29/01    1:5K                                     Fund Resources I/FA      
 7/27/01  Amc Entertainment Inc.            10-K/A      3/29/01    7:275K                                                            
 7/27/01  Chicago Equity Partners LLC       13F-HR      3/29/01    1:74K                                    Adv Consultant Netw… Inc 
  7/6/01  Asset Backed Fd Corp Mo… 2001-AQ1 8-K:5,7     3/29/01    2:927K                                   Cadwalader Wickersh… LLP 
 6/27/01  Amc Entertainment Inc.            10-K        3/29/01    7:286K                                                            
 6/12/01  CalAmp Corp.                      8-K:5       3/29/01    2:6K                                     Toppan Merrill-FA2/FA    
 6/12/01  OneSpan Inc.                      8-K/A:2,7   3/29/01    2:52K                                    Bowne Boc/FA             
 6/12/01  Udate Com Inc.                    8-K/A:7     3/29/01    3:49K                                    Bowne - DC/FA            
  6/6/01  Bank of America Mort SEC … 2001-4 8-K:5,7     3/29/01    2:1M                                     Cadwalader Wickersh… LLP 
  6/5/01  Harvest Funds                     24F-2NT     3/29/01    1:5K                                     Bny Mellon Inv S… Inc/FA 
 5/31/01  Amc Entertainment Inc.            8-K:7,9     3/29/01    2:13K                                                             
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials Pre-8/23/04... Item 1: Control;  2: Assets;  3: Bankruptcy;  4: Accountants;  5: Events;  6: Resignations;  7: Financials;  8: FY;  9: Regs. FD & S;  10: Ethics;  11: Suspensions;  12: Results;  13: Notices }.
  10-K    Annual Report — Form 10-K.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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