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† | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. |
‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 424B2 | Prospectus – Primary Offering or Shelf Securities. |
| 424B3 | Prospectus – New Facts or Events. |
| 497VPU | Prospectus – Variable Annuity/Life Contract – Updating Summary. |
| D | Notice of an Exempt Offering of Securities — Form D. |
| FWP | Prospectus – Free Writing. |
| S-1 | Registration Statement (General Form) — Form S-1. |
| SC 14D9 | Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9. |
| SC TO-T | Tender-Offer Statement by a Third Party — Schedule TO. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |