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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9:58pm Billingsley Chester 4 D,O,%Owner² 1:4K Mentor Capital, Inc.
9:57pm‡ China Petroleum & Chemical Corp. 6-K 4/6/17 1:330K Skadden/FA
9:55pm‡ Huaneng Power International Inc. 6-K 4/6/17 1:329K Skadden/FA
9:55pm‡ CME Group Inc. DEFA14A 4/7/17 1:474K Donnelley … Solutions/FA
9:53pm‡ China Petroleum & Chemical Corp. 6-K 3/28/17 1:6.6M Skadden/FA
9:53pm‡ CME Group Inc. DEFR14A 4/7/17 1:4.7M Donnelley … Solutions/FA
9:52pm‡ Corporate Capital Trust, Inc. DEFA14A 4/7/17 1:48K Quality EDGAR So… LLC/FA
9:48pm‡ Gastar Exploration Inc. DEF 14A 5/2/17 1:445K Donnelley … Solutions/FA
9:47pm White Emily 4 Director² 2:8K Zayo Group Holdings, Inc. DONNELLEY FIN… File16/FA
9:46pm‡ ConvergeOne Holdings, Inc. S-1MEF 4/6/17 3:97K EdgarAgents LLC/FA
9:43pm‡ California Capital Equity, LLC SC 13D/A 2:66K Tribune Publishing Co. Donnelley … Solutions/FA
Nant Capital, LLC³
Patrick Soon-Shiong³
9:42pm White Emily 3 Director² 2:7K Zayo Group Holdings, Inc. DONNELLEY FIN… File16/FA
9:39pm Maeder Paul A 4 Director² 1:9K 2U, Inc. Section16 Direct/FA
9:39pm Stavis Robert M 4 Director² 1:9K 2U, Inc. Section16 Direct/FA
9:39pm Larson John M 4 Director² 1:10K 2U, Inc. Section16 Direct/FA
9:38pm Haley Timothy M 4 Director² 1:12K 2U, Inc. Section16 Direct/FA
9:38pm Chernis Mark 4 Director² 1:9K 2U, Inc. Section16 Direct/FA
9:38pm Krawcheck Sallie 4 Director² 1:7K 2U, Inc. Section16 Direct/FA
9:38pm Lewis Earl 4 Director² 1:8K 2U, Inc. Section16 Direct/FA
9:37pm Macias Edward S. 4 Director² 1:7K 2U, Inc. Section16 Direct/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | DEFR14A | Definitive Revised Proxy Soliciting Material — Schedule 14A. | | S-1MEF | Registration Statement to Add Securities to a Prior Form S-1 Registration. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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