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Filed on Monday, 2/13/17
13
FEB


        

6,546  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9:59pm  Intrater Gideon D                 4          Officer²    1:6K   Adesto Technologies Corp.         Broadridge Fin’l So… Inc 
  9:58pm Polaris Venture Mgmt Co. IV LLC   13F-HR      9/30/16    2:5K                                     Donnelley … Solutions/FA 
  9:57pm‡ Westwater Resources, Inc.         8-K:2,9     2/13/17    2:441K                                   Computerized Bo… Svcs/FA 
  9:55pm  First Pacific Advisors, LP        4          10% Owner²  2:32K  Esterline Technologies Corp.      Donnelley Fin’l S… 06/FA 
          Landecker Mark
  9:54pm‡ Grupo TMM SAB                     CORRESP3/27/17    1:29K                                    Donnelley … Solutions/FA 
  9:54pm‡ EJF Capital LLC                   SC 13G/A               1:134K Howard Bancorp Inc.               Fried Fr… Jacobson/NY/FA 
          Ejf Financial Services Fund, LP³
          Ejf Financial Services GP, LLC³
          Emanuel J. Friedman³
  9:54pm‡ Omidyar Pierre M                  SC 13G/A               1:34K  eBay Inc.                         Donnelley … Solutions/FA 
  9:53pm  Fpa Select Drawdown Fund, L.P.    4          10% Owner²  2:43K  Esterline Technologies Corp.      Donnelley Fin’l S… 06/FA 
          Atwood J Richard
          First Pacific Advisors, LLC
          FPA Global Opportunity Fund
          Fpa Hawkeye Fund
          FPA Hawkeye-7 Fund
          FPA Select Fund
          FPA Value Partners Fund
          Romick Steven T
          Selmo Brian A.
  9:52pm‡ Aqr Capital Management LLC        SC 13G                 1:29K  Phunware, Inc.                    Adv Consultant Netw… Inc 
  9:51pm‡ Aqr Capital Management LLC        SC 13G/A               1:29K  Origo Acquisition Corp.           Adv Consultant Netw… Inc 
  9:51pm‡ IA Venture Partners, LLC          SC 13G                 1:131K Trade Desk, Inc.                  Toppan Merrill/FA        
          Ia Venture Strategies Fund I, LP³
          Roger Ehrenberg³
  9:51pm‡ Polaris Venture Mgmt Co. IV LLC   13F-HR      6/30/16    2:5K                                     Donnelley … Solutions/FA 
  9:50pm‡ Winha International Group Ltd.    NT 10-Q    12/31/16    1:22K                                    Southridge Svcs Inc./FA  
  9:50pm‡ Aqr Capital Management LLC        SC 13G                 1:29K  Infrastructure & Energy Alte… Inc Adv Consultant Netw… Inc 
  9:50pm‡ Marcelo Sheila Lirio              SC 13G/A               1:40K  Care.com Inc.                                              
  9:49pm‡ Shutterfly Inc.                   10-K       12/31/16   92:10M                                                             
  9:49pm‡ Aqr Capital Management LLC        SC 13G                 1:29K  Priority Tech Holdings, Inc.      Adv Consultant Netw… Inc 
  9:48pm‡ Community Capital Trust           497         2/14/17   12:242K                                   FilePoint/FA             CCM Alternative Income Fund
  9:48pm‡ Aqr Capital Management LLC        SC 13G                 1:29K  Rosehill Resources Inc.           Adv Consultant Netw… Inc 
  9:48pm  Moriarty James F                  5          Officer²    1:4K   Chesapeake Utilities Corp.        Schimkaitis John R       
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  497    Definitive Material.
  CORRESP    Comment-Response or Other Letter to the SEC.
  NT 10-Q    Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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