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Filed on Friday, 6/24/16
24
JUN


        

2,329  Filings
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 10:00pm HSBC Funds                        POS AMI6/24/16    3:1M                                     DG3/FA                   HSBC Radiant U.S. Smaller Companies Portfolio New Fund/Series!
          Master Portfolio New Class/Contract!
 10:00pm‡ CardConnect Corp.                 S-4/A       6/24/16    7:7.2M                                   EdgarAgents LLC/FA       
  9:59pm‡ HSBC Funds                        485BPOS     6/27/16   40:5.5M                                   DG3/FA                   Aggressive Strategy FundBalanced Strategy FundConservative Strategy FundHSBC Asia ex-Japan Smaller Companies Equity FundHSBC Economic Scale Index Emerging Markets Equity FundHSBC Emerging Markets Debt FundHSBC Emerging Markets Local Debt FundHSBC Euro High Yield Bond FundHSBC Frontier Markets FundHSBC Global Equity Volatility Focused FundHSBC High Yield FundHSBC Prime 60 Money Market FundHSBC Prime Money Market FundHSBC Radiant U.S. Smaller Companies FundHSBC Radiant U.S. Smaller Companies Fund Class IHSBC Strategic Income FundHSBC Total Return FundHSBC U.S. Government Money Market FundHSBC U.S. Treasury Money Market FundIncome Strategy FundModerate Strategy Fund
  9:47pm  McDermott Adrian                  4          Officer²    2:11K  Zendesk, Inc.                     Computershare Inc.       
  9:46pm‡ InCapta, Inc.                     8-K/A:1,9   5/31/16    1:18K                                    Toppan Merrill/FA        
  9:44pm  Kirsch Paul                       4          Officer²    1:4K   Chemours Co.                      Chemours Co.             
  9:26pm‡ Krispy Kreme Doughnuts Inc.       DEFM14A     6/27/16    1:1.1M                                   DG3/FA                   
  9:26pm‡ Quickie Technologies, Inc.        D           6/27/16    1:6K                                                              
  9:23pm‡ Grizzly Merger Sub 1, LLC         11-K       12/31/15    2:372K                                                            
  9:23pm  Meyerrose Sarah L                 3          Officer²    2:6K   Franklin Financial Network Inc.   Donnelley Fin’l S… 06/FA 
  9:18pm‡ Avianca Holdings S.A.             6-K         6/24/16    1:32K                                    Donnelley … Solutions/FA 
  9:17pm  Bozzini James                     4          Officer²    1:19K  Workday, Inc.                     DONNELLEY FIN… File16/FA 
  9:14pm  MP 13 Ventures, LLC               4          %Own.,Oth.² 1:11K  Sorrento Therapeutics, Inc.       DONNELLEY FIN… File16/FA 
          Cambridge Equities, LP
          Chan Soon-Shiong Family Foundation
          Soon-Shiong Patrick
  9:09pm  Dalton John H                     4          Director²   1:5K   BGC Group, Inc.                   RDG Filings/FA           
  8:53pm  Filler James J                    4          10% Owner²  1:4K   Century Bancorp Inc.                                       
  8:53pm‡ LendingClub Corp.                 424B3       6/24/16    1:17M                                                             
  8:51pm‡ Vislink Technologies, Inc.        S-1         6/24/16   99:15M                                    Toppan Merrill/FA        
  8:37pm  Docherty John Martin              4          Dir.,Off.²  1:8K   Lexaria Bioscience Corp.                                   
  8:26pm  Schlesinger Leonard A             4          Director²   1:4K   RH                                DONNELLEY FIN… File16/FA 
  8:26pm‡ toSense, Inc.                     D           6/27/16    1:9K                                                              
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  11-K    Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K.
  424B3    Prospectus – New Facts or Events.
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  D    Notice of an Exempt Offering of Securities — Form D.
  DEFM14A    Definitive Proxy Statement – Merger or Acquisition — Schedule 14A.
  POS AMI    Post-Effective Amendment of a Registration Statement by an Investment Company.
  S-1    Registration Statement (General Form) — Form S-1.
  S-4    Registration Statement – Securities for a Merger — Form S-4.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
   Class / Contract:  Class or Contract of this Fund or Series that this Filing pertains to.
 
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