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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9:57pm Lutnick Howard W 4 D,O,%Owner² 1:8K BGC Group, Inc. RDG Filings/FA
9:56pm‡ Maguire Asset Management, LLC PREC14A 1:383K Ipass Inc. Olshan Frome Wolosky LLP
9:56pm‡ Hospitality Investors Trust, Inc. POS AM 3:45M Toppan Merrill/FA
9:55pm‡ Stratex Oil & Gas Holdings, Inc. 10-K 12/31/14 90:13M EdgarAgents LLC/FA
9:51pm CF Group Management Inc. 4 Dir.,%Own.² 1:5K BGC Group, Inc. RDG Filings/FA
9:45pm‡ Cytec Industries Inc./DE 8-K:2,9 4/16/15 2:196K Donnelley … Solutions/FA
9:43pm Cantor Fitzgerald, L.P. 4 Dir.,%Own.² 1:5K BGC Group, Inc. RDG Filings/FA
9:41pm‡ Adynxx, Inc. CORRESP¶ 6/5/15 1:10K Toppan Merrill/FA
9:40pm‡ Avenue Financial Holdings, Inc. 8-K:7,9 4/16/15 2:16K Globenewswire Inc./FA
9:37pm‡ Adynxx, Inc. S-4/A 2:88K Toppan Merrill/FA
9:35pm‡ Oxford Asset Management LLP 13F-HR/A 3/31/15 2:250K Adv Consultant Netw… Inc
9:34pm Mahon Paul A 4 Officer² 1:6K United Therapeutics Corp. Computershare Inc.
9:34pm‡ Industrial Property Trust POS AM 10:2.8M Donnelley … Solutions/FA
9:30pm Rothblatt Martine A 4 Dir.,Off.² 1:23K United Therapeutics Corp. Computershare Inc.
9:29pm‡ Petrobras - Petroleo Brasilei… SA 6-K 6/30/15 1:57K MZ Technologies/FA
9:27pm Campos Timothy 4 Director² 1:5K Viavi Solutions Inc. Broadridge Fin’l So… Inc
9:26pm Cleland Jeffrey L 4 Dir.,Off.² 1:4K Aravive, Inc. DONNELLEY FIN… File16/FA
9:25pm Cleland Jeffrey L 4/A Dir.,Off.² 1:8K Aravive, Inc. DONNELLEY FIN… File16/FA
9:24pm‡ Cambridge Capital Acq Corp. DEFA14A 4/17/15 1:48K Donnelley … Solutions/FA
9:23pm Cleland Jeffrey L 4 Dir.,Off.² 1:4K Aravive, Inc. DONNELLEY FIN… File16/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | CORRESP | Comment-Response or Other Letter to the SEC. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | POS AM | Post-Effective Amendment of a Registration Statement. | | PREC14A | Preliminary Proxy Statement – Contested Solicitation — Schedule 14A. | | S-4 | Registration Statement – Securities for a Merger — Form S-4. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ¶ | This Filing contains a delayed-release Document. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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