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Filed on Thursday, 11/7/13
7
NOV


        

3,996  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
 ·  List the Documents
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& Exhibits
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within them


        
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9:59pm Cheniere Energy Partners LP … LLC CORRESP1/13/14    1:170K                                   Donnelley … Solutions/FA 
  9:55pm‡ Odp Corp.                         S-8         11/8/13    6:104K                                   Donnelley … Solutions/FA 
  9:53pm‡ Regency Energy Partners LP        S-4                   12:2.1M                                   Donnelley … Solutions/FA 
  9:51pm‡ Light & Wonder, Inc.              10-Q        9/30/13   66:17M                                    Workiva Inc.             
  9:48pm‡ FS Credit Opportunities Corp.     POS AMI                4:302K                                   Donnelley … Solutions/FA 
  9:46pm‡ Full Circle Capital Corp.         10-Q/A      9/30/13    5:1.6M                                   Toppan Merrill/FA        
  9:39pm  Nyland Jon A.                     4          Officer²    1:7K   Digi International Inc.           Section16 Direct/FA      
  9:38pm  Young Joel K                      4          Officer²    1:7K   Digi International Inc.           Section16 Direct/FA      
  9:36pm‡ Barrick Gold Corp.                F-10/A                 2:327K                                   Donnelley … Solutions/FA 
  9:35pm  Koen Philip J                     4          Director²   1:6K   Proofpoint Inc.                   Broadridge Fin’l So… Inc 
  9:34pm  Hahn Eric                         4          Dir.,Other² 1:7K   Proofpoint Inc.                   Broadridge Fin’l So… Inc 
  9:33pm‡ CapGen Capital Group III LP       SC 13D/A               2:160K Seacoast Banking Corp. of Florida Sullivan & Cromw… LLP/FA 
          Capgen Capital Group III LLC³
          Capgen Capital Group III LP³
          Eugene A. Ludwig³
  9:33pm‡ Connective Capital Mgmt, LLC      13F-HR      9/30/13    2:25K                                    Adv Consultant Netw… Inc 
  9:33pm‡ Bmo Funds, Inc.                   497K        11/8/13    1:125K                                   Donnelley … Solutions/FA BMO Small-Cap Growth Fund
  9:32pm‡ Bmo Funds, Inc.                   497K        11/8/13    1:60K                                    Donnelley … Solutions/FA BMO Small-Cap Value Fund
  9:30pm‡ Bmo Funds, Inc.                   497K        11/8/13    1:113K                                   Donnelley … Solutions/FA BMO Mid-Cap Growth Fund
  9:30pm‡ Citigroup Inc.                    FWP                    1:881K Citigroup Inc.                    Donnelley … Solutions/FA 
  9:30pm‡ Highmark Capital Mgmt Inc./CA     13F-NT      9/30/13    1:4K                                     Adv Consultant Netw… Inc 
  9:30pm‡ Sierra Income Corp.               10-Q        9/30/13    4:1.2M                                   Donnelley … Solutions/FA 
  9:29pm‡ MUFG Union Bank, N.A.             13F-NT      9/30/13    1:5K                                     Adv Consultant Netw… Inc 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  10-Q    Quarterly Report — Form 10-Q.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  13F-NT    Quarterly Holdings Notice by a Money Manager — Form 13F.
  497K    Prospectus – Open-End Investment Company – Summary.
  CORRESP    Comment-Response or Other Letter to the SEC.
  F-10    Registration Statement by a Canadian Issuer — Form F-10.
  FWP    Prospectus – Free Writing.
  POS AMI    Post-Effective Amendment of a Registration Statement by an Investment Company.
  S-4    Registration Statement – Securities for a Merger — Form S-4.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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