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Filed on Tuesday, 5/21/13
21
MAY


        

2,767  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9:59pm Applied Optoelectronics, Inc.     DRS/A8/13/13   24:5.5M                                   Toppan Merrill-FA2/FA    
  9:58pm‡ Constellium Se                    F-1/A                  3:243K                                   Donnelley … Solutions/FA 
  9:58pm‡ FT 4230                           S-6/A                  5:286K                                   Fitzgerald Marke… LLC/FA 
  9:57pm  Healy Timothy G                   4          Dir.,Off.²  1:7K   Enernoc Inc.                      Section16 Direct/FA      
  9:55pm  Fay Ian H.                        4          Officer²    1:4K   ZaZa Energy Corp.                 Toppan Merrill/FA        
  9:54pm  Gaille Shelby Scott               4          Officer²    1:5K   ZaZa Energy Corp.                 Toppan Merrill/FA        
  9:50pm‡ Shutterfly Inc.                   8-K:5       5/21/13    1:20K                                                             
  9:47pm  Santo Ronald D                    4          Director²   1:9K   MB Financial Inc./MD              Computershare Inc.       
  9:43pm‡ NPS Pharmaceuticals Inc.          8-K:8,9     5/21/13    2:42K                                    Toppan Merrill/FA        
  9:43pm‡ JA Solar Holdings Co., Ltd.       6-K         5/22/13    2:213K                                   Toppan Merrill/FA        
  9:42pm  Camacho Luis Garcia               3/A        Director²   1:4K   BankGuam Holding Co.              Computershare Inc.       
  9:40pm  Crouthamel Roger Powell           4/A        Director²   1:4K   BankGuam Holding Co.              Computershare Inc.       
  9:40pm  Aryeh Jason                       4          Director²   1:7K   Novelion Therapeutics Inc.        Muir Beth Ann/FA         
  9:37pm  Crouthamel Roger Powell           5/A        Director²   1:4K   BankGuam Holding Co.              Computershare Inc.       
  9:34pm  Crouthamel Roger Powell           3/A        Director²   1:4K   BankGuam Holding Co.              Computershare Inc.       
  9:33pm  Reddy Madhukar                    4          Officer²    1:14K  Maxlinear Inc.                    R R Donnelley … Filer/FA 
  9:32pm  Spice Adam C.                     4          Officer²    1:14K  Maxlinear Inc.                    R R Donnelley … Filer/FA 
  9:32pm  Sprague Brian                     4          Officer²    1:9K   Maxlinear Inc.                    R R Donnelley … Filer/FA 
  9:31pm  Seendripu Kishore                 4          D,O,%Owner² 1:9K   Maxlinear Inc.                    R R Donnelley … Filer/FA 
  9:31pm‡ Covisint Corp.                    CORRESP10/28/13    1:98K                                    Donnelley … Solutions/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  CORRESP    Comment-Response or Other Letter to the SEC.
  DRS    Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS.
  F-1    Registration Statement by a Foreign Issuer — Form F-1.
  S-6    Registration Statement by a Unit Investment Trust — Form S-6.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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