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† | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. |
‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 10-K | Annual Report — Form 10-K. |
| 10KSB | Annual or Annual-Transition Report by a Small Business — Form 10-KSB. |
| 11-K | Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K. |
| 20-F | Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F. |
| 485BPOS | Post-Effective Amendment of a Form N-1 or N-1A Registration. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| NTN 10K | Notice of a Late Filing of a Form 10-K Annual Report (Late Notice) — Form 12b-25. |
| POS AM | Post-Effective Amendment of a Registration Statement. |
| S-1 | Registration Statement (General Form) — Form S-1. |
| S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. |
| S-8 POS | Post-Effective Amendment of a Form S-8 Registration. |
| SB-2 | Registration Statement by a Small-Business Issuer — Form SB-2. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |