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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/12/14 Yakira Capital Management, Inc. SC 13G/A 1:149K Gabelli Global Utility & Inco… Tr Toppan Merrill/FA
Bruce M. Kallins³
Yakira Offshore Fund Ltd.³
Yakira Partners, L.P.³
Yp Management, LLC³
9/23/13 Yakira Capital Management, Inc. SC 13G 1:221K Maxygen Inc. Toppan Merrill/FA
Bruce M. Kallins³
Yakira Offshore Fund Ltd.³
Yakira Partners, L.P.³
Yp Management, LLC³
8/22/13‡ Yakira Capital Management, Inc. SC 13G 8/21/13 1:148K Gabelli Global Utility & Inco… Tr Toppan Merrill/FA
Bruce M. Kallins³
Yakira Offshore Fund Ltd.³
Yakira Partners, L.P.³
Yp Management, LLC³
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Type: | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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