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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/8/21 YA II PN, Ltd. SC 13G/A 2:267K Generation Alpha, Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
David Gonzalez³
Delta Beta Advisors, LLC³
Mark Angelo³
Matthew Beckman³
MDM Cultivation, LLC³
Michael Rosselli³
Ya Global II SPV, LLC³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
2/5/21‡ YA II PN, Ltd. SC 13G/A 2:213K Q BioMed Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Mark Angelo³
SC-Sigma Global Partners, LP³
Ya Global Investments II (U.S.), LP³
Ya II PN, Ltd.³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
4/8/20‡ YA II PN, Ltd. SC 13G 4/7/20 2:253K Q BioMed Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
2/12/20 YA II PN, Ltd. SC 13G/A 2:127K Cemtrex Inc. Toppan Merrill/FA
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/30/20 YA II PN, Ltd. SC 13G 2:121K Cemtrex Inc. Toppan Merrill/FA
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/9/20 YA II PN, Ltd. SC 13G/A 2:283K Generation Alpha, Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
David Gonzalez³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Mark Angelo³
Matthew Beckman³
MDM Cultivation, LLC³
Michael Rosselli³
Ya Global II SPV, LLC³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/8/20 YA II PN, Ltd. SC 13G/A 2:316K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
12/11/19 YA II PN, Ltd. SC 13G/A 2:124K Cemtrex Inc. Toppan Merrill/FA
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
12/5/19 YA II PN, Ltd. SC 13G 2:122K Cemtrex Inc. Toppan Merrill/FA
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/11/19‡ YA II PN, Ltd. SC 13G/A 2:204K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/10/19 YA II PN, Ltd. SC 13G/A 2:268K Generation Alpha, Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
David Gonzalez³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Mark Angelo³
Matthew Beckman³
MDM Cultivation, LLC³
Michael Rosselli³
Ya Global II SPV, LLC³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
8/10/18 YA II PN, Ltd. SC 13G 2:228K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
5/18/18‡ YA II PN, Ltd. SC 13G 5/17/18 2:291K Generation Alpha, Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
David Gonzalez³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Mark Angelo³
Matthew Beckman³
MDM Cultivation, LLC³
Michael Rosselli³
Ya Global II SPV, LLC³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Type: | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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