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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/12/21 Thomas H. Lee Advisors, LLC SC 13G/A 1:420K Ceridian HCM Holding Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees’ Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Ceridian) II, L.P.³
THL Equity Fund VI Investors (Ceridian) III, LLC³
THL Equity Fund VI Investors (Ceridian) IV, LLC³
THL Equity Fund VI Investors (Ceridian) V, LLC³
THL Equity Fund VI Investors (Ceridian) VI, LP³
THL Equity Fund VI Investors (Ceridian), L.P.³
THL Holdco, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
2/14/20 Thomas H. Lee Advisors, LLC SC 13G/A 1:358K Party City Holdco Inc. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (PC), L.P.³
THL Holdco, LLC³
THL Operating Partners, L.P.³
THL PC Topco, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
2/14/20 Thomas H. Lee Advisors, LLC SC 13G/A 1:441K Ceridian HCM Holding Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees’ Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Ceridian) II, L.P.³
THL Equity Fund VI Investors (Ceridian) III, LLC³
THL Equity Fund VI Investors (Ceridian) IV, LLC³
THL Equity Fund VI Investors (Ceridian) V, LLC³
THL Equity Fund VI Investors (Ceridian) VI, LP³
THL Equity Fund VI Investors (Ceridian), L.P.³
THL Holdco, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
12/10/19 Thomas H. Lee Advisors, LLC SC 13D/A 1:360K Moneygram International Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees’ Securities Co. III LLC³
Putnam Investments Holdings, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Moneygram), LLC³
THL Holdco, LLC³
THL Managers VI, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
11/14/19 Thomas H. Lee Advisors, LLC SC 13D/A 1:384K Moneygram International Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees’ Securities Co. III LLC³
Putnam Investments Holdings, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Moneygram), LLC³
THL Holdco, LLC³
THL Managers VI, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
7/2/19 Thomas H. Lee Advisors, LLC SC 13D/A 2:457K Moneygram International Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees Securities Co. III LLC³
Putnam Investments Holdings, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Moneygram), LLC³
THL Holdco, LLC³
THL Managers VI, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
3/29/19 Thomas H. Lee Advisors, LLC SC 13D/A 1:477K Moneygram International Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees Securities Co. III LLC³
Putnam Investments Holdings, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Moneygram), LLC³
THL Holdco, LLC³
THL Managers VI, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
2/14/19 Thomas H. Lee Advisors, LLC SC 13G 1:536K Ceridian HCM Holding Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (Ceridian) II, L.P.³
THL Equity Fund VI Investors (Ceridian) III, LLC³
THL Equity Fund VI Investors (Ceridian) IV, LLC³
THL Equity Fund VI Investors (Ceridian) V, LLC³
THL Equity Fund VI Investors (Ceridian) VI, LP³
THL Equity Fund VI Investors (Ceridian), L.P.³
THL Holdco, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
2/14/19 Thomas H. Lee Advisors, LLC SC 13G/A 1:405K Party City Holdco Inc. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Advisors VI, LLC³
THL Equity Fund VI Investors (PC), L.P.³
THL Holdco, LLC³
THL Operating Partners, L.P.³
THL PC Topco, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
Thomas H. Lee Partners, L.P.³
2/14/19 Thomas H. Lee Advisors, LLC SC 13G/A 1:436K Black Knight, Inc. Broadridge Fin’l So… Inc
Great-West Investors L.P.³
Putnam Investments Employees Securities Co. III, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (BKFS) II, L.P.³
THL Equity Fund VI Investors (BKFS) III, L.P.³
THL Equity Fund VI Investors (BKFS), L.P.³
THL Equity Fund VI Investors (BKFS-NB), LLC³
THL Equity VI Investors (BKFS-LM), LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/19 Thomas H. Lee Advisors, LLC SC 13G/A 1:306K Odp Corp. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investment Holdings, LLC³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/19 Thomas H. Lee Advisors, LLC SC 13G/A 1:317K Fogo de Chao, Inc. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (Fogo) II, LLC³
THL Equity Fund VI Investors (Fogo), LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
8/13/18 Thomas H. Lee Advisors, LLC SC 13D/A 2:475K Syneos Health, Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees Securities Co. III, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VII Investors (Inventiv), L.P.³
THL Executive Fund VII, L.P.³
THL Fund VII Coinvestment Partners, L.P.³
THL Operating Partners, L.P.³
Thomas H Lee Parallel Fund VII, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Equity Fund VII, L.P.³
Thomas H. Lee Parallel (Cayman) Fund VII, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
5/11/18 Thomas H. Lee Advisors, LLC SC 13G/A 1:314K Odp Corp. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investment Holdings, LLC³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/18 Thomas H. Lee Advisors, LLC SC 13G/A 1:303K Fogo de Chao, Inc. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (Fogo) II, LLC³
THL Equity Fund VI Investors (Fogo), LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/18 Thomas H. Lee Advisors, LLC SC 13G/A 1:323K Party City Holdco Inc. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investments Employees’ Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (PC), L.P.³
THL Operating Partners, L.P.³
THL PC Topco, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/18 Thomas H. Lee Advisors, LLC SC 13G 1:304K Odp Corp. Broadridge Fin’l So… Inc
Great-West Investors, LP³
Putnam Investment Holdings, LLC³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
2/14/18 Thomas H. Lee Advisors, LLC SC 13G 1:334K Black Knight, Inc. Broadridge Fin’l So… Inc
Great-West Investors L.P.³
Putnam Investments Employees Securities Co. III, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (BKFS) II, L.P.³
THL Equity Fund VI Investors (BKFS) III, L.P.³
THL Equity Fund VI Investors (BKFS), L.P.³
THL Equity Fund VI Investors (BKFS-LM), LLC³
THL Equity Fund VI Investors (BKFS-NB), LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P³
8/10/17 Thomas H. Lee Advisors, LLC SC 13D 2:432K Syneos Health, Inc. Broadridge Fin’l So… Inc
Great-West Investors, L.P.³
Putnam Investments Employees Securities Co. III, LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VII Investors (Inventiv), L.P.³
THL Executive Fund VII, L.P.³
THL Fund VII Coinvestment Partners, L.P.³
THL Operating Partners, L.P.³
Thomas H Lee Parallel Fund VII, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Equity Fund VII, L.P.³
Thomas H. Lee Parallel (Cayman) Fund VII, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
1/30/17 Thomas H. Lee Advisors, LLC SC 13D/A 1:286K Moneygram International Inc. Broadridge Fin’l So… Inc
Great-West Investors L.P.³
Putnam Investments Employees Securities Co. III LLC³
THL Coinvestment Partners, L.P.³
THL Equity Fund VI Investors (Moneygram), LLC³
THL Managers VI, LLC³
THL Operating Partners, L.P.³
Thomas H. Lee Equity Fund VI, L.P.³
Thomas H. Lee Parallel (DT) Fund VI, L.P.³
Thomas H. Lee Parallel Fund VI, L.P.³
| ____________ | | ¹ | Filing/Form Types: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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