As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 2/12/16  Capital Ventures International    SC 13G/A               1:86K  JA Solar Holdings Co., Ltd.       Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:85K  Tengion Inc.                      Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:86K  Xoma Corp.                        Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:87K  Oncotelic Therapeutics, Inc.      Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:80K  Hongli Clean Energy Techs Corp.   Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:81K  Dnib Unwind, Inc.                 Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:89K  Quantum Fuel Systems Techs W… Inc Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:83K  EOM Pharmaceutical Holdings, Inc. Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:81K  Molecular Templates, Inc.         Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:80K  Cyclacel Pharmaceuticals, Inc.    Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:85K  Genetic Technologies Ltd.         Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:85K  Aeterna Zentaris Inc.             Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:88K  Inovio Pharmaceuticals, Inc.      Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:83K  Plus Therapeutics, Inc.           Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:83K  Digital Ally, Inc.                Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:80K  Ceres, Inc.                       Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 2/12/16  Capital Ventures International    SC 13G/A               1:81K  BSD Medical Corp.                 Toppan Merrill/FA        
          Heights Capital Management, Inc.³
  8/7/15  Capital Ventures International    SC 13G                 1:110K BSD Medical Corp.                 Toppan Merrill/FA        
          Heights Capital Management, Inc.³
  8/5/15  Capital Ventures International    SC 13G                 1:109K Ceres, Inc.                       Toppan Merrill/FA        
          Heights Capital Management, Inc.³
 7/24/15  Capital Ventures International    SC 13G                 1:111K Digital Ally, Inc.                Toppan Merrill/FA        
          Heights Capital Management, Inc.³

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¹	Filing/Form Type:
	SC 13G	Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
³	Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.