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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/16/24 Soleus Private Equity Fd I, L.P. SC 13D/A 1:171K BioAtla, Inc. EdgarAgents LLC/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
2/6/24 Soleus Private Equity Fd III, LP SC 13G/A 1:151K Harpoon Therapeutics, Inc. EdgarAgents LLC/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP III, LLC³
Soleus Private Equity GP III, LLC³
2/6/24 Soleus Private Equity Fd III, LP SC 13G/A 1:155K Mereo BioPharma Group plc EdgarAgents LLC/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP III, LLC³
Soleus Private Equity GP III, LLC³
2/2/24 Soleus Private Equity Fd I, L.P. SC 13G/A 1:157K NeuroPace Inc. EdgarAgents LLC/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
1/10/24 Soleus Private Equity Fd III, LP SC 13G 1:144K Immunic, Inc. EdgarAgents LLC/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP III, LLC³
Soleus Private Equity GP III, LLC³
10/26/23 Soleus Private Equity Fd III, LP SC 13G 2:136K Harpoon Therapeutics, Inc. EdgarAgents LLC 2/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP III, LLC³
Soleus Private Equity GP III, LLC³
7/26/23 Soleus Private Equity Fd III, LP SC 13G 2:156K Mereo Biopharma Group plc Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P³
Soleus Capital, LLC³
Soleus Pe GP III, LLC³
Soleus Private Equity GP III, LLC³
2/14/23 Soleus Private Equity Fd I, L.P. SC 13G/A 1:145K NeuroPace Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
1/9/23 Soleus Private Equity Fd I, L.P. SC 13D/A 1:156K BioAtla, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Ba SPV, LLC³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
2/10/22 Soleus Private Equity Fd I, L.P. SC 13G/A 2:150K Galecto, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
2/10/22 Soleus Private Equity Fd I, L.P. SC 13G/A 2:157K NeuroPace Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
11/1/21 Soleus Private Equity Fd I, L.P. SC 13G 2:155K NeuroPace Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
9/3/21 Soleus Private Equity Fd I, L.P. SC 13D/A 1:149K BioAtla, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Ba SPV, LLC³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
6/28/21 Soleus Private Equity Fd I, L.P. SC 13D/A 1:148K BioAtla, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Ba SPV, LLC³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
2/12/21 Soleus Private Equity Fd I, L.P. SC 13G/A 1:157K Galecto, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
12/28/20 Soleus Private Equity Fd I, L.P. SC 13D 2:167K BioAtla, Inc. Donnelley … Solutions/FA
Guy Levy³
Soleus Ba SPV, LLC³
Soleus Capital Group, LLC³
Soleus Capital Master Fund, L.P.³
Soleus Capital, LLC³
Soleus Pe GP I, LLC³
Soleus Private Equity GP I, LLC³
| ____________ | | ¹ | Filing/Form Types: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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