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Effective Tuesday, 4/2/24
2
APR


        

802  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  4/2/24  Ashford Securities LLC            X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Atlas Technology Group LLC        X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Navidar Group LLC                 X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Aventura Securities, LLC          X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Oberon Securities, LLC            X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Leo Brokerage, LLC                X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Washington Securities Corp.       X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Nationwide Planning Assocs Inc.   X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Brown Gibbons Lang & Co Secs LLC  X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  FMG Distributors, Inc.            X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Taglich Brothers, Inc.            X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Kahn Brothers LLC                 X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Sanctuary Securities, Inc.        X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Morgan Wilshire Securities, Inc.  X-17A-5    12/31/23    1:2K                                     SEC #7                   
  4/2/24  Atlas Technology Group LLC        FOCUSN     12/31/23    1:2K                                     SEC #7                   
  4/2/24  Navidar Group LLC                 FOCUSN     12/31/23    1:2K                                     SEC #7                   
  4/2/24  Oberon Securities, LLC            FOCUSN     12/31/23    1:2K                                     SEC #7                   
  4/2/24  Washington Securities Corp.       FOCUSN     12/31/23    1:2K                                     SEC #7                   
  4/2/24  Taglich Brothers, Inc.            FOCUSN     12/31/23    1:2K                                     SEC #7                   
  4/2/24  Morgan Wilshire Securities, Inc.  FOCUSN     12/31/23    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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